Wong on Civil Liability
Medical Negligence in Australia
Work-in-progress
[A] Duty of Care
The Duty of Care of Medical and Health Professionals are well established: Rogers v Whitaker (1992) 175 CLR 479, 483 (Mason CJ, Brennan, Dawson, Toohey, McHugh JJ): "The law imposes on a medical practitioner the duty to exercise reasonable care and skill in the provision of professional advice and treatment. That duty is a single comprehensive duty covering all the ways in which a doctor is called upon to exercise his skill and judgment; it extends to examination, diagnosis and treatment of the patient and the provision of information in an appropriate case. It is of course necessary to give content to the duty in the given case."
This duty of care extends to Chiropractors: Boothman v George [2024] WADC 26.
"Health Professional" in WA Legislation: Civil Liability Act 2002 (WA) Section 5PA defines “health professional” inclusively by reference to a range of medical dental chiropractic and like disciplines coupled with a catchall pertaining to “any other discipline or profession practising in the health area which applies a body of learning”.
Scope of the Duty of Care: " It is of course necessary to give content to the duty in the given case.": Rogers v Whitaker (1992) 175 CLR 479, 483 (Mason CJ, Brennan, Dawson, Toohey, McHugh JJ). See also, especially, the summary of Rogers in Rosenberg v Percival (2001) 75 ALJR 734, 744–745 (Gummow J) (recommended read).
Examples:
[1] Maternal-Fetal Treatment - Duty of Care to Unborn Child
[1.1] Expression of the Duty of Care: At law the duty of care to unborn children is expressed as "a duty of care to an unborn child to take reasonable care to avoid causing that child physical harm in utero": Harriton v Stephens [2006] HCA 15, [24], [66] (Kirby J), [196] (Callinan J), [249] (Crennan J, with Heydon J agreeing).
[1.1.1] "mediated through the mother": Harriton v Stephens [2006] HCA 15, [249]-[250] (Crennan J: "it is not to be doubted that a doctor has a duty to advise a mother of problems arising in her pregnancy, and that a doctor has a duty of care to a foetus which may be mediated through the mother").
[1.2] Scope of the Duty and recognised loss: not all damage to a child in utero is actionable. It is confined to the type and severity of injury caused by the breach of duty: Harriton v Stephens [2006] HCA 15, [242]-[250]; Waller v James [2006] HCA 16, [50], [81]. Query whether the loss is one that the law recognises as 'damage' - a claim by a disable child that doctors failed to advise the mother to terminate the preganacy (where the damage to the child was caused by this failure) is untenable - the disability (ie, needs created by being born alive, contra a life with diabilities) may be actionable if the damage was caused by a failure to take reasonable care to avoid causing that child physical injuries in utero (see [A5.1]): Harriton v Stephens [2006] HCA 15, [245]-[249] (Crennan J: [245]: "This raises the difficult question of whether the common law could or should recognise a right of a foetus to be aborted or an interest of a foetus in its own termination, which is distinct from the recognised right of a foetus not to be physically injured whilst en ventre sa mere, whether by a positive act or by an omission"); Waller v James [2006] HCA 16, [50] (Hayne J). Damage actionable where doctor failed to take reasonable care to avoid causing the child physical injuries in utero, and the damage was directlr refereable to that failure (and not potentially intervened by a decision of the mother had there not been a failure: See also X & Y (by her tutor X) v Pal (1991) 23 NSWLR 26; Edwards v Blomeley [2002] NSWSC 460, [55]-[57].
[2] Duty to Warn of Material Risks
[2.1] Duty to Warn: Rogers v Whitaker (1992) 175 CLR 479, a doctor had a duty to warn a patient of a "material" risk and this was one where: "A reasonable person in the patient's position, if warned of the risk, would be likely to attach significance to it or if the medical practitioner is or should be reasonably aware that the particular patient, if warned of the risk, would be likely to attach significance to it."
Excerpt: "13. In F v. R. ((26) (1983) 33 SASR 189), which was decided by the Full Court of the Supreme Court of South Australia two years before Sidaway in the House of Lords, a woman who had become pregnant after an unsuccessful tubal ligation brought an action in negligence alleging failure by the medical practitioner to warn her of the failure rate of the procedure. The failure rate was assessed at less than 1 per cent for that particular form of sterilization. The Court refused to apply the Bolam principle. King C.J. said ((27) ibid., at p 194): "The ultimate question, however, is not whether the defendant's conduct accords with the practices of his profession or some part of it, but whether it conforms to the standard of reasonable care demanded by the law. That is a question for the court and the duty of deciding it cannot be delegated to any profession or group in the community." King C.J. considered ((28) ibid., at pp 192-193) that the amount of information or advice which a careful and responsible doctor would disclose depended upon a complex of factors: the nature of the matter to be disclosed; the nature of the treatment; the desire of the patient for information; the temperament and health of the patient; and the general surrounding circumstances. His Honour agreed with ((29) ibid., at pp 193-194) the following passage from the judgment of the Supreme Court of Canada in Reibl v. Hughes ((30) (1980) 114 DLR (3d), at p 13): "To allow expert medical evidence to determine what risks are material and, hence, should be disclosed and, correlatively, what risks are not material is to hand over to the medical profession the entire question of the scope of the duty of disclosure, including the question whether there has been a breach of that duty. Expert medical evidence is, of course, relevant to findings as to the risks that reside in or are a result of recommended surgery or other treatment. It will also have a bearing on their materiality but this is not a question that is to be concluded on the basis of the expert medical evidence alone. The issue under consideration is a different issue from that involved where the question is whether the doctor carried out his professional activities by applicable professional standards. What is under consideration here is the patient's right to know what risks are involved in undergoing or foregoing certain surgery or other treatment.[see Shepard v Swan re what is the patient's right to know in emergency situations]" The approach adopted by King C.J. is similar to that subsequently taken by Lord Scarman in Sidaway and has been followed in subsequent cases ((31) Battersby v. Tottman; Gover v. South Australia (1985) 39 SASR, at pp 551-552; Ellis v. Wallsend District Hospital, unreported, Supreme Court of New South Wales, 16 September 1988; E v. Australian Red Cross (1991) 99 ALR, at pp 649-650). In our view, it is correct. 14. Acceptance of this approach does not entail an artificial division or itemization of specific, individual duties, carved out of the overall duty of care. The duty of a medical practitioner to exercise reasonable care and skill in the provision of professional advice and treatment is a single comprehensive duty. However, the factors according to which a court determines whether a medical practitioner is in breach of the requisite standard of care will vary according to whether it is a case involving diagnosis, treatment or the provision of information or advice; the different cases raise varying difficulties which require consideration of different factors ((32) F v. R. (1983) 33 SASR, at p 191). Examination of the nature of a doctor-patient relationship compels this conclusion. There is a fundamental difference between, on the one hand, diagnosis and treatment and, on the other hand, the provision of advice or information to a patient. In diagnosis and treatment, the patient's contribution is limited to the narration of symptoms and relevant history; the medical practitioner provides diagnosis and treatment according to his or her level of skill. However, except in cases of emergency or necessity, all medical treatment is preceded by the patient's choice to undergo it. In legal terms, the patient's consent to the treatment may be valid once he or she is informed in broad terms of the nature of the procedure which is intended ((33) Chatterton v. Gerson (1981) QB 432, at p 443). But the choice is, in reality, meaningless unless it is made on the basis of relevant information and advice. Because the choice to be made calls for a decision by the patient on information known to the medical practitioner but not to the patient, it would be illogical to hold that the amount of information to be provided by the medical practitioner can be determined from the perspective of the practitioner alone or, for that matter, of the medical profession. Whether a medical practitioner carries out a particular form of treatment in accordance with the appropriate standard of care is a question in the resolution of which responsible professional opinion will have an influential, often a decisive, role to play; whether the patient has been given all the relevant information to choose between undergoing and not undergoing the treatment is a question of a different order. Generally speaking, it is not a question the answer to which depends upon medical standards or practices. Except in those cases where there is a particular danger that the provision of all relevant information will harm an unusually nervous, disturbed or volatile patient, no special medical skill is involved in disclosing the information, including the risks attending the proposed treatment ((34) See Fleming, The Law of Torts, 7th ed. (1987), p 110). Rather, the skill is in communicating the relevant information to the patient in terms which are reasonably adequate for that purpose having regard to the patient's apprehended capacity to understand that information.15. In this context, nothing is to be gained by reiterating the expressions used in American authorities, such as "the patient's right of self-determination" ((35) See, for example, Canterbury v. Spence (1972) 464 F 2d, at p 784) or even the oft-used and somewhat amorphous phrase "informed consent". The right of self-determination is an expression which is, perhaps, suitable to cases where the issue is whether a person has agreed to the general surgical procedure or treatment, but is of little assistance in the balancing process that is involved in the determination of whether there has been a breach of the duty of disclosure. Likewise, the phrase "informed consent" is apt to mislead as it suggests a test of the validity of a patient's consent ((36) Reibl v. Hughes (1980) 114 DLR (3d), at p 11). Moreover, consent is relevant to actions framed in trespass, not in negligence. Anglo-Australian law has rightly taken the view that an allegation that the risks inherent in a medical procedure have not been disclosed to the patient can only found an action in negligence and not in trespass; the consent necessary to negative the offence of battery is satisfied by the patient being advised in broad terms of the nature of the procedure to be performed ((37) Chatterton v. Gerson (1981) QB, at p 443). In Reibl v. Hughes the Supreme Court of Canada was cautious in its use of the term "informed consent" ((38) (1980) 114 DLR (3d), at pp 8-11). 16. We agree that the factors referred to in F v. R. by King C.J. ((39) (1983) 33 SASR, at pp 192-193) must all be considered by a medical practitioner in deciding whether to disclose or advise of some risk in a proposed procedure. The law should recognize that a doctor has a duty to warn a patient of a material risk inherent in the proposed treatment; a risk is material if, in the circumstances of the particular case, a reasonable person in the patient's position, if warned of the risk, would be likely to attach significance to it or if the medical practitioner is or should reasonably be aware that the particular patient, if warned of the risk, would be likely to attach significance to it. This duty is subject to the therapeutic privilege.17. The appellant in this case was treating and advising a woman who was almost totally blind in one eye. As with all surgical procedures, the operation recommended by the appellant to the respondent involved various risks, such as retinal detachment and haemorrhage infection, both of which are more common than sympathetic ophthalmia, but sympathetic ophthalmia was the only danger whereby both eyes might be rendered sightless. Experts for both parties described it as a devastating disability, the appellant acknowledging that, except for death under anaesthetic, it was the worst possible outcome for the respondent. According to the findings of the trial judge, the respondent "incessantly" questioned the appellant as to, amongst other things, possible complications. She was, to the appellant's knowledge, keenly interested in the outcome of the suggested procedure, including the danger of unintended or accidental interference with her "good", left eye. On the day before the operation, the respondent asked the appellant whether something could be put over her good eye to ensure that nothing happened to it; an entry was made in the hospital notes to the effect that she was apprehensive that the wrong eye would be operated on. She did not, however, ask a specific question as to whether the operation on her right eye could affect her left eye. 18. The evidence established that there was a body of opinion in the medical profession at the time which considered that an inquiry should only have elicited a reply dealing with sympathetic ophthalmia if specifically directed to the possibility of the left eye being affected by the operation on the right eye. While the opinion that the respondent should have been told of the dangers of sympathetic ophthalmia only if she had been sufficiently learned to ask the precise question seems curious, it is unnecessary for us to examine it further, save to say that it demonstrates vividly the dangers of applying the Bolam principle in the area of advice and information. The respondent may not have asked the right question, yet she made clear her great concern that no injury should befall her one good eye. The trial judge was not satisfied that, if the respondent had expressed no desire for information, proper practice required that the respondent be warned of the relevant risk. But it could be argued, within the terms of the relevant principle as we have stated it, that the risk was material, in the sense that a reasonable person in the patient's position would be likely to attach significance to the risk, and thus required a warning. It would be reasonable for a person with one good eye to be concerned about the possibility of injury to it from a procedure which was elective. However, the respondent did not challenge on appeal that particular finding.19. For these reasons, we would reject the appellant's argument on the issue of breach of duty."
[2.2] Examples:
Hookey v Paterno [2009] VSCA 48, where the court found that the surgeon had failed to adequately warn the patient of the risks associated with orthognathic surgery for correction of malocclusion. In particular, the surgeon had not warned the patient of the risk of permanent nerve damage based on her age and smoking history. The judge said that the surgeon had a duty to provide advice about that risk with "…sufficient detail and simplicity to be comprehensible".
Rosenberg v Percival [2001] HCA 18; 205 CLR 43, where the court did not accept that the patient would not have had oral surgery if told of the risk of temporomandibular joint dysfunction. It was of relevance that the patient was a nurse herself and had knowledge of medical risks, had a serious jaw problem which required treatment, and had pre-operatively expressed a desire to achieve the best result.
Wallace v Ramsay Health Care Ltd [2010] NSWSC 518, where the court made it clear that there needed to be a link between the risk which the doctor failed to give advice about and the one that eventuated. It is not enough for a patient to say they were not told about a more serious risk and this would have led them not to have the surgery.
(see also, article by Maurice Blackburne Lawyers)
[2.3] Singapore:
A similar position to warn of 'material risks' is found in Singapore law: Hii Chi Kok v Ong Peng Jin London Lucien and another [2017] 2 SLR 492. See also, Kumaralingam Amirthalingam, 'Medical Duty to Advise: Legislating the Standard of Care' (National University of Singapore, NUS Law Working Paper 2021/020, October 2021) <https://law.nus.edu.sg/wp-content/uploads/2021/10/020_AKumar-1.pdf>; See also, s 37 of the Civil Law Act (Singapore); Low Kee Yang, 'Recalibrating a Doctor’s Duty to Advise' (Law Gazette, November 2020) <https://lawgazette.com.sg/feature/recalibrating-a-doctors-duty-to-advise/>.
Singapore's reformulation of Bolam/Bolitho (Modified Montgomery) appears to bring Singapore jurisprudence on a doctors duty to advice in line with the 'material risks' test in Rogers v Whitaker (solely in relation to this duty of care). The statutory addition of s 37 of the Civil Law Act appears to confirm so (it adds a 'matter of law' dimension to the peer-professional opinion defence): Eric Tin and Alex Cheng Wei Ray, 'New Section 37 on Standard of Care for Medical Advice' (Singapore Medical Association, January 2021) <https://www.sma.org.sg/UploadedImg/1624962813_2021JanInsight%203.pdf>.
[2.4] Malaysia:
"[35] If the issue is whether the patient has a right to be informed, then it is arguably related to the duty of care principle. The answer is one related to common sense and medical opinion is not a criteria to determine the issue. However, if it extends to the nature of information and the exposure of the risk to the patient as well as the advice is correct, then it is related to standard of care as advocated by case laws though the distinction between the two has not been clearly made out. The standard of care issue which adds on to the liability of the doctors in Malaysia as advocated in Rogers v Whitaker must arguably be legislated within our jurisprudence, if it is to be made as a strict test as opposed to guidelines. It must also be noted in Rogers v Whitaker, the court refused to separate the duty of care and the standard of care issue, and the court asserted at p 489 as follows: The duty of a medical practitioner to exercise reasonable care and skill in the provision of professional advice and treatment is a single comprehensive duty. [36] The standard of care issue as to advice, in our view, taking the principles enunciated in Foo Fio Na’s case, must be decided on the basis whether the doctor had acted reasonably and logically and have got the facts correct. Such an approach is harmonious with the principles of negligence as well as Evidence Act 1950. In this respect the dissenting opinion of Lord Scarman in Sidaway’s case will fit the equation. In the instant case, His Lordship observed: In my view the question whether or not the omission to warn constitutes a breach of the doctor’s duty of care towards his patient is to be determined not exclusively by reference to the current state of responsible and competent professional opinion and practice at the time, though both are, of course, relevant considerations, but by the court’s view as to whether the doctor in advising his patient gave the consideration which the law requires him to give to the right of the patient to make up her own mind in the light of the relevant information whether or not she will accept the treatment which he proposes. ]37] From the grounds of judgment of Bolam, the practice of informing the patient of the risk was already in vogue in medical practice. There were also circumstances in which it could be considered that it would not be beneficial to tell a patient of possible dangers and mishaps. However, in Rogers v Whitaker, the court took the view that probable risks ought to be disclosed. (Emphasis added.) In Rogers v Whitaker, it was held: Except in the case of an emergency or where disclosure would prove damaging to the patient, a medical practitioner has a duty to warn the patient of a material risk inherent in proposed treatment. A risk is material if, in the circumstances of the particular case, a reasonable person in the patient’s position, if warned of the risk, would be likely to attach significance to it or if the medical practitioner is or should reasonably be aware that the particular patient, if warned of the risk, would be likely to attach significance to it. The fact that a body of reputable medical practitioner gave does not preclude a finding of negligence. Generally speaking, whether the patient has been given all the relevant information to choose between undergoing and not undergoing the proposed treatment is not a question the answer to which depends upon medical standards or practice. [38] The Federal Court in Foo Fio Na’s case did not say in any positive terms that the Bolam, Bolitho or Rogers v Whitaker principles will apply in all cases of medical negligence in Malaysia. In our view, Bolam, Bolitho or Rogers v Whitaker principles may apply as guiding principles in medical negligence cases in Malaysia, depending on the issues and facts and the rider the Federal Court has placed. The three cases were discussed at length by the Federal Court but the question posed to the Federal Court was not whether Rogers v Whitaker’s case should be applicable to all cases of medical negligence in Malaysia. Much confusion arises at times in consequence of jurist’s attempting to read the case out of context. ... [47] The Federal Court in Foo Fio Na allowed the appeal, and it did not agree to the Bolam principle as advocated by the Court of Appeal. The Federal Court did not reject the Bolam principle or Rogers v Whitaker principle in toto but added a rider, ie to say that the court ultimately must determine whether the doctor acted reasonably and logically and got his facts right. In consequence, inter alia, of the rider, medical negligence cases in Malaysia cannot be decided by medical judgment, but it has to be by way of judicial determination. The Federal Court also had made it clear that the Bolam principle will not apply to advice, but Rogers v Whitaker principle will. [48] The Federal Court in Foo Fio Na’s case dealt in great detail, the guidelines which originate from Bolam, Bolitho and Rogers v Whitaker. A summary of the facts of case will be useful to appreciate the Federal Court’s decision in Foo Fio Na. [49] The plaintiff in Foo Fio Na met with an accident and, inter alia, had severe injuries in the spine which resulted in closed dislocation of C4 and C5 vertebrae with bilaterally locked facets. Conservative treatment was not successful and the defendant doctor performed two operations. Before the first operation, a standard consent form was signed by the patient. After the first operation, the plaintiff was paralysed. It was subsequently discovered by one neuro surgeon that the wire loop which was placed to correct the dislocation of C4 and C5 was pressuring the spinal cord and that was the cause of total paralysis. In consequence, the doctor immediately performed the second operation but it did not remove the paralysis in full and the patient was confined to the wheel chair. The doctor had also obtained consent for the second operation but the consent form only had thumb print of the plaintiff and not her signature. There was complaint that the doctor did not give proper medical advice. On the issue of consent and risk, the Federal Court made the following observation: paralysis sooner or later. It was under these circumstances that when the conservative treatment proved to be negative that the first operation was performed and when that proved unsuccessful the second operation was undertaken and on both occasions the first respondent had the expressed consents of the appellant to perform both operations. [30] The expressed consents refer to two consent forms executed by the appellant. The first was signed by her at the time of her admission when it was not even contemplated that surgery was necessary. The second consent form showed her thumb print on the form and bearing a date after the first operation. The trial judge questioned the voluntariness of the thumb print as it was not executed in the presence of a witness as by that time she had lost all sensation to her limbs. [31] But the issue here is not so much on the consents given for the two operations but on the risks involved and whether the appellant was warned of such risks. She had testified that had she been warned of the risks involved she would not have readily agreed to undergo the first operation. [50] On the issue of advice, the Federal Court at para 36 held that: [36] That said, we are of the opinion that the Bolam test has no relevance to the duty and standard of care of a medical practitioner in providing advice to a patient on the inherent and material risks of the proposed treatment. The practitioner is duty bound by law to inform his patient who is capable of understanding and appreciating such information of the risks involved in any proposed treatment so as to enable the patient to make an election of whether to proceed with the proposed treatment with knowledge of the risks involved or decline to be subjected to such treatment. [51] The above paragraph of the judgment makes it clear that the Bolam principle is not to be the preferred guideline when it relates to advice. The Federal Court also acknowledged that case laws on this point is not consistent in English courts. At para 37 the court observed: [37] Case law on this aspect of medical negligence has not been consistent in the application of the Bolam Principle by the English courts. One such case relates to the House of Lords’ dissenting judgment of Lord Scarman in Sidaway v Board of Governors of the Bethlem Royal Hospital and the Maudsley Hospital & Ors [1985] 1 AC 871. The learned judge expressed his observations in the following manner: In my view the question whether or not the omission to warn constitutes a breach of the doctor’s duty of care towards his patient is to be determined not exclusively by reference to the current state of responsible and competent professional opinion and practice at the time, though both are, of course, relevant considerations, but by the court’s view as to whether the doctor in advising his patient gave the consideration which the law requires him to give to the right of the patient to make up her own mind in the light of the relevant information whether or not she will accept the treatment which he proposes. [29] It is the first respondent’s case that the neck injuries suffered by the appellant were as a result of the motorcar accident and if left unattended would lead to[52] The Federal Court at para 47 also had confirmed that the Bolam principle was not followed in Australia in respect of medical advice and it reads as follows: [47] Commonwealth jurisdictions have also declined to follow the Bolam test. One such case is the Australian case of Rogers v Whitaker [1992] 175 CLR 479, where the facts disclose that Whitaker who was almost totally blind in the right eye consulted Rogers, an ophthalmic surgeon. The latter advised her that an operation on her right eye would not only improve its appearance but would probably restore significant sight to it. Whitaker agreed to undergo surgery but it did nothing to her right eye but developed inflammation to her left eye and this led to the loss of sight of that good eye. In the Supreme Court of New South Wales Rogers was held liable in that he had failed to warn Whitaker that as a result of the surgery, she might develop a condition known as sympathetic opthalmia in her left eye. Rogers’ appeal to the Court of Appeal was dismissed and in affirming that decision and following Lord Scarman’s ruling in Sidaway, the High Court made the following pronouncements: In Australia, it has been accepted that the standard of care to be observed by a person with some special skill or competence is that of the ordinary skilled person exercising and professing to have that special skill. But, that standard is not determined solely or even primarily by reference to the practice followed or supported by a responsible body of opinion in the relevant profession or trade. Even in the sphere of diagnosis and treatment, the heartland of the skilled medical practitioner, the Bolam Principle has not always been applied. Further, and more importantly, particularly in the field of non-disclosure of risk and the provision of advice and information, the Bolam Principle has been discarded and, instead, the courts have adopted the principle that, while evidence of acceptable medical practice is a useful guide for the courts, it is for the courts to adjudicate on what is the appropriate standard of care after giving weight to the paramount consideration that a person is entitled to make his own decisions about his life. [53] The Federal Court also confirmed that the Rogers v Whitaker principle was applied in a number of cases in Malaysia, (see Foo Fio Na v Hospital Assunta & Anor [1999] 6 MLJ 738; Dr Soo Fook Mun v Foo Fio Na & Anor And another appeal [2001] 2 MLJ 193; Foo Fio Na v Dr Soo Fook Mun & Ors [2002] 2 MLJ 129).": Dato’ Dr V Thuraisingam & Anor v Sanmarkan a/l Ganapathy & Anor [2016] 3 MLJ 227 (Hamid Sultan JCA, CA Putrajaya).
[B] Standard of Care (Breach of Duty of Care)
WA: Statutory Defence to breach of duty of care: Civil Liability Act 2002 (WA) s 5PB (except for maternal-fetal treatment: s 5PB(2)): "Section 5PB provides: 5PB Standard of care for health professionals (1) An act or omission of a health professional is not a negligent act or omission if it is in accordance with a practice that, at the time of the act or omission, is widely accepted by the health professional's peers as competent professional practice. (2) Subsection (1) does not apply to an act or omission of a health professional in relation to informing a person of a risk of injury or death associated with: (a) the treatment proposed for a patient or a foetus being carried by a pregnant patient; or (b) a procedure proposed to be conducted for the purpose of diagnosing a condition of a patient or a foetus being carried by a pregnant patient. (3) Subsection (1) applies even if another practice that is widely accepted by the health professional's peers as competent professional practice differs from or conflicts with the practice in accordance with which the health professional acted or omitted to do something. (4) Nothing in subsection (1) prevents a health professional from being liable for negligence if the practice in accordance with which the health professional acted or omitted to do something is, in the circumstances of the particular case, so unreasonable that no reasonable health professional in the health professional's position could have acted or omitted to do something in accordance with that practice. (5) A practice does not have to be universally accepted as competent professional practice to be considered widely accepted as competent professional practice. (6) In determining liability for damages for harm caused by the fault of a health professional, the plaintiff always bears the onus of proving, on the balance of probabilities, that the applicable standard of care (whether under this section or any other law) was breached by the defendant."
Matter of expert professional opinion as to breach of standard of care: Civil Liability Act 2002 (WA) s 5PB(1).
Specific Matters:
[B1] Whether consultation with patient required during an emergency (whether breach of Duty to Warn of material risks of procedure) (in context of birth complications - instrumental delivery or caesarian section) - Peer Professional Opinion - Consent to Medical Treatment - Consent to Procedure - Consent to emergency treatment in the course of therapy - continuing vaginal delivery without reference to patient - instrumental delivery - where trial judge stated "There comes a point at which it's simply academic, doesn't there? There comes a point at which the medical risks are so great that there can only be one answer and where the condition of the patient is such that they're not in a position to have an informed discussion and give proper consent anyway. My wife once, after giving birth and having returned to the ward, had to be offered emergency surgery in the middle of the night and I was rung by King Edward Hospital to ask whether I consented. What a stupid law it would be if I had the right to say no. Of course I consented. 'You're the doctor. If she needs emergency treatment, get on with it.'" - a situation where a surgeon needs to make an immediate decision about the particular technique to use in the midst of therapy or treatment - context of birth claims: See, Sheppard v Swan [2004] WASCA 215, [68] (McLure J), [113]-114] (EM Heenan J) (Rogers v Whittaker - consent prior to treatment discussed and distinguished, [113]: "Clearly, there must be very different considerations applying to a discussion between a physician and a patient when considering the options for treatment of chronic diabetes and a situation where a surgeon needs to make an immediate decision about the particular technique to use to reduce a fracture after trauma when the patient is in pain and needs urgent treatment. In many instances, among which the last example may possibly be numbered, there will be little if any scope for the patient to contribute to the clinical decision because, even with such discussion and explanation as may be possible in the limited time available, it could never be expected that the patient would be able to make a sufficiently informed decision. On the other hand there may be instances in which, despite this incapacity, the patient has formed a definite opinion and is either demanding or positively refusing, a particular mode of preferred treatment. In that latter case the right of independent choice of the patient, so long as he or she is competent, may be decisive even if ill‑judged. On other occasions where the therapeutic responsibility has been effectively entrusted to the doctor then, unless and until the position is reached where the doctor herself or himself considers that there is a choice to be made in which the patient should participate and the patient is sufficiently capable of making such a choice in the circumstances, having regard to the time available and the situation in which the patient is placed, the reality must be that it is part of the professional obligation of the doctor to make the decision about the course and nature of treatment as a matter of professional judgment in the light of established medical practices and opinions as may apply to the situation in hand. This is certainly the case for a surgeon or other proceduralist who is faced with a choice to make in the midst of a procedure with a patient unconscious or unable to respond. No doubt there may be situations in obstetrics where it is possible and necessary to discuss some therapeutic choice with the patient and obtain her consent or choice of option. Whether this is so in any particular instance will depend largely, in my view, upon the nature of the particular decision to be made and in particular upon the degree of technicality involved, the state of the patient, whether distressed, anaesthetised or anxious, the time available and the likely consequences of the various alternatives open."); Lawson v Minister for Health [2005] WADC 105, [140] (Keen Cmr).
Medical Board of Australia and Basu [2018] WASAT 82 - discussion of consent process in midst of delivery - expert opinion - "[205] Professor Quinlivan's written evidence is that as part of the handover, Dr Basu should have done the following: By reason of the training … obstetricians know that in an emergency situation they should undertake an emergency handover in the following manner: (a) announce in a loud, clear voice on arrival that the obstetrician is the team leader; (b) allocate the role of scribe to a member of the nursing staff; (c) ask for a short handover from the medical practitioner who is handing over, and ask everyone (including the patient) to listen and add anything that is missed at the end; (d) run through a short checklist of important information that may have been missed. In this case that would have included covering: (i) is this a term pregnancy; (ii) has there been any abnormality in the pregnancy; (iii) when there is uterine hyperstimulation, how long has the Syntocinon infusion been running and when was the Syntocinon last increased; (iv) are any other complications with the labour not recorded in the CTG trace; (v) is there meconium; (vi) how many pulls have been attempted; (vii) how long has the vacuum cup been applied; (viii) what descent had been achieved; (ix) what is the current position of the fetus; (x) why were there attempts at forceps delivery; and (xi) are there contra-indications to forceps delivery? ... What should Dr Basu have done in order to obtain the Patient's consent? [383] The Joint Statement states: 1. Both experts agreed it was necessary to obtain informed consent from they mother. Consent should include management options. It is a finding of fact for the Tribunal as to whether this did or did not occur. 2. Professor Quinlivan advised that consent involved recommending management options, their risks and benefits. This is the R in ISBAR and ISOBAR - Recommendations. Professor Quinlivan advised the delivery options were: (i) to continue with assisted vaginal attempts in birth suite; (ii) relocate to theatre for a trial of assisted vaginal delivery; or (iii) immediate recourse to caesarean section. 3. In a setting where a prior operator (Dr Jose) had already made more than three unsuccessful attempts at assisted vaginal delivery on birth suite, Professor Quinlivan would recommend against option (1) and would instead recommend options (2) or (3). By treating uterine hyperstimulation, 'safe time' becomes available to implement each management option. The decision oh management ultimately resides with the mother (patient centred care), who must provide consent. The consultant should verbally instruct an attending staff member to act as scribe to record management and consent discussions. Another attending staff member should be asked to implement fetal resuscitation steps to manage uterine hyperstimulation whilst consent discussion occurs. Professor Quinlivan has managed this exact situation in public hospital birth suites many times. The ISOBAR handover, CTG review, diagnosis and management of uterine hyperstimulation, recommending management options and consent takes less than three minutes. Failure to outline the three management options and secure consent for a course of management is behaviour that falls well below the standard expected of an obstetrician. 4. In contrast, Dr Envoy advised the issues usually discussed for consent are the likelihood of vaginal delivery, potential risks and benefits of forceps, vacuum or caesarean section, and a discussion that involves the patient and their partner or support person. In a situation of medical emergency, possible narcotic analgesia, distress, dehydration, insomnia, anxiety and pain with fetal distress this creates very significant practical difficulties in terms of obtaining informed consent. This is usually discussed calmly antenatally by the obstetrician. Dr Envoy noted that it was standard practice before all instrumental deliveries to discuss the likelihood of vaginal delivery, the risk of forceps and vacuum and caesarean section as a cursory process rather than a formal process because of compromised potential for informed consent. [384] Dr McEvoy's evidence was: In the situation of fetal bradycardia, the degree of urgency is such that the explanation or advice of alternative procedures including a trial of delivery in theatre or cesarean section is not always possible. In the general scheme of things, the most appropriate conversation might be that we are attempting to deliver the baby vaginally if it happens easily and safely but that we have the backup of cesarean section if this does not occur. Given the urgency of the situation, the fact that it was going to take 20 minutes to move the patient theatre, and that the theatre was on a different floor, I would support Dr Basu performing the attempted vaginal delivery in labour ward rather than theatre. There was no time to appropriately go into the pros cons ups and downs and ins and outs of the alternative options with urgent fetal bradycardia and most likely an exhausted patient. I therefore do not find any evidence that Dr Basu has engaged in professional misconduct or unsatisfactory professional performance in this respect. Again as above the urgency of the situation and the fetal bradycardia preclude a full informed consent to vacuum extraction. Clearly informed consent in this situation of an emergency is not going to follow the same rigorous degree of informed consent as in an elective procedure. [385] In the hearing Professor Quinlivan gave the following evidence as to consent: PROFESSOR QUINLIVAN: Consent is a patient-centred approach, so you've got to use simple language and get the key and important elements across. In this case where we're talking about delivery, the very first part is to explain options. So there's an option for recourse to immediate caesarean section, there's an option for going to theatre for a reassessment and a trial in theatre, there's an option - not a very good one, I would not do it but I would put it - of further delivery, but I would recommend against it because of the potential of trauma to the mother or the baby. Then, go through the advantages and disadvantages of each of those. If we go to theatre immediately, it will be the safest delivery option for the baby but you will require a caesarean section with risks of blood loss, bleeding, damage to adjacent organs, and infection. If we go to theatre and we reassess, and we can do a vaginal delivery, it would be in excess of guidelines but it might be - delivery might be achieved vaginally, but there would be a significantly increased risk of trauma to the baby; therefore, I wouldn't recommend it, but it's an option. There is an option to do additional delivery here but, for the same reasons, I would not recommend it; it's in excess of guidelines, and the risk of trauma to the baby is too high. But those are the three options. “Would you like me to explain any of those options in more detail?”; that's how long. It's very short. STANTON, MS Well, I think - so you're - what you're saying is that the consenting process takes about as long as it took just then. PROFESSOR QUINLIVAN: That's right, because the mother will rapidly pick one option, and then you pull out your - your (indistinct) a bit more detail. ... [388] The Tribunal prefers Professor Quinlivan's evidence. Dr Basu should have followed the particular approach detailed by Professor Quinlivan. He failed to do so. In particular, Dr Basu failed to explain to the Patient the vacuum extraction method that he proposed to perform; failed to advice the Patient of alternative procedures including a trial of assisted vaginal delivery in theatre and failed to obtain the Patient's informed consent to vacuum extraction before undertaking the procedure. ... [479] The Patient's evidence outlined above is that other than introducing himself, Dr Basu did not speak to the Patient. The Tribunal has accepted the Patient's evidence. Accordingly, the Tribunal finds that Dr Basu failed to seek the Patient's informed consent to forceps delivery; failed to explain forceps delivery and failed to explain the alternatives. [480] The Tribunal therefore finds that Dr Basu's conduct was substantially below the standard reasonably expected of a registered health practitioner of an equivalent level of training or experience. Dr Basu engaged in professional misconduct. ... [508] Dr Basu's conduct in the delivery suite as described above and when considered as a whole, demonstrates a series of errors. Fortunately the baby was safely delivered and to date, there have been no adverse consequences for the child. In addition to the individual incidences of professional misconduct as set out above, Dr Basu's conduct as a whole, constitutes professional misconduct."
See also, Medical Board of Australia v Basu (Review and Regulation) [2022] VCAT 1206.
Failure to record sufficient information about her assessment of patient, her attempted forceps delivery and emergency caesarean section, including: the fetal head’s situation, urinary catheterisation, analgesia, consent, episiotomy: see Medical Board of Australia v Benedicto (Review and Regulation) (Corrected) [2022] VCAT 117.
"The Integral Theory" - Consent issues - Health Care Complaints Commission v Reid [2018] NSWCATOD 162: "[34] As noted in our introduction, the major focus of this inquiry is directed to the surgeries conducted by the practitioner on 17 women patients. This requires consideration of when it is appropriate for a practitioner to depart from mainstream practice, and the necessary safeguards, including the fully informed consent of the patient, when such departure occurs. [35] The practitioner in his statement at [54] refers to the fact that for a number of years he had been looking for “a quicker and less invasive way to do site specific prolapse repairs both for the benefit of my patients and to resolve the unprofitability issue for the Hospital Management ... [178] We note however that Dr Lander agreed in cross-examination where a surgeon adopted a non-mainstream approach there could not be fully informed consent unless the patient was told of that approach. We agree with the appropriate concessions made by Dr Lander including the concession that, because TFS was not mainstream, it needed to be recorded as part of the patient’s informed consent. We are satisfied these two particulars are established. ... [470] The evidence before us, including the practitioner’s own statements, is that by 2013, he had a strong motive for advancing the benefits of TFS to patients. This was because he had become a devotee of the integral theory, but realised that his former lengthy site specific repair operations could not be carried out at the hospital, and that the operations were not profitable for the hospital. Thus, perhaps without fully appreciating his position, his personal beliefs and financial interests put him in a position of conflict with his patients’ best interests. In these circumstances it is apparent that the potential risks associated with TFS surgery were not fully explained to patients, nor were second opinions sought or obtained before surgery was undertaken on vulnerable patients with complex pelvic problems. We were unable to agree with and adopt Dr Dwyer’s submission on behalf of the practitioner about him “freely admitting” his wrong doing. It was only after considerable cross-examination on this topic that the practitioner acknowledged he had created a second set of notes. That evidence was completely at odds with his evidence in his statement. This matter did not reflect well on the practitioner’s candour and honesty. We are also satisfied that particulars 36 and 37 are established. Our examination of the clinical records accords with Dr Foote’s opinion that there is no evidence of any comprehensive consent for this surgery with discussion of alternatives, risks and benefits. ... [654] The practitioner’s “defence”, or explanation to justify his clinical decision making, focussed on the proposition that his conduct was appropriate because he was acting in accordance with the integral theory, or one version of that theory. In so doing the practitioner adopted what may be described as an approach focussed almost exclusively to achieving anatomical outcomes for his patients. He became isolated and focussed on that approach. He did not, as he should have done, provide individualised care plans including, when appropriate, seeking other specialist opinion, as part of the plan. His failure to implement individualised care plans was to the detriment of this cohort of women with complex symptomology and needs. [655] The practitioner’s attitude displayed in dealing with these complaints demonstrated a lack of insight, or perhaps more correctly, an inability or unwillingness to acknowledge that he acted as though the rules governing other professionals did not apply to him. This manifested itself in his stubborn maintenance that he did not have to comply with Condition 2 because of his protocol with Dr Gold. It also manifested itself in his lack of candour with the hospital in failing to disclose the US disciplinary proceedings, his half-truths or untruths provided in correspondence with the Council and the HCCC and his continuation of the use of the title A/Professor or Professor when he had no entitlement to do so. We also found it reflected in how the practitioner reacted to Patient T’s complaint of inappropriate behaviour. [656] In summary, we are satisfied for the reasons enunciated above and in our findings in respect of the established particulars, that a finding of professional misconduct is justified.”
Failure in the antenatal period to obtain the informed consent of patient to the performance of a vaginal, instrument-assisted delivery and a caesarean section, should the need arise to deliver her child by these methods. This failure consisted of the respondent, in the antenatal period, not providing information to her setting out the material risks, benefits and detriments of such modes of delivery - unprofessional conduct: Medical Board of Australia v Steinberg (Occupational and Business Regulation) [2012] VCAT 218.
Extreme case, where Tribunal found that it was an emergency situation requiring MO to proceed to immediate forceps delivery in absence of consent: "failed to proceed to an immediate assisted delivery, and in doing so he compromised Samara’s life. The registrant admits that he did not proceed to an immediate assisted delivery but says that he could not perform a vacuum extraction and internal examination in the absence of the patient’s consent. He concedes that the manner of his attempts to expedite delivery were inadequate.": Medical Board of Australia v Doolabh [2014] QCAT 582
"[113] The woman’s right to choose must be respected; but it is a right to an informed choice. It is not to be equated with a right to proceed in ignorance of the facts and risks. [114] Mrs Walsh states the matter succinctly in her report. She says: Whether or not processes for obtaining informed consent are adequate can be very difficult to determine in any healthcare interaction. In order for a person to provide true informed consent or refusal for procedures or treatments, they need to be provided with full explanations about the procedure and about all other treatment options available as well as the risks and benefits of all options. The information should be explained in language the client can understand in a non-biased way without coercion and accompanied by written material if possible. The person making the decision should have an opportunity to ask questions and allowed time to consider the options available to them. [115] It is only if a woman has made a truly informed decision that one could have confidence in her decision-making when in labour, such as occurred on 29 November 2013.": Oglesby v Nursing & Midwifery Board of Australia [2014] QCAT 701
KEMH Guidelines - Royal College Guidelines - Consent not in issue, but Court made observations in obiter about requirement of consent: "Dr Amira's evidence in chief, and even into cross-examination, was also to the effect that this was a routine delivery: 'this appeared to me as a straightforward vacuum that's going to deliver like other vacuums'. Before using the vacuum devices, he explained to Ms Hoglin what he was going to do and obtained her consent. There was 'some foetal distress' and 'some maternal exhaustion'. He gave 'three gentle pulls' on the Kiwi cup. Ms Hoglin was not pushing effectively: 'The problem was as I was pulling, the mum was hanging onto the baby and pulling the baby back, but there was descent with every pull'. After each pull with the Kiwi cup, he explained to Ms Hoglin that she needed to push when he was pulling, and she agreed to do so. Nevertheless, the baby's head was descending with every pull. After the three pulls with the Kiwi cup, the baby's head was not at the introitus position; at the introitus position the head is coming out the vaginal cavity. At this point in time, Dr Amira proceeded to use the Silastic cup, as he thought delivery would require the use of a vacuum. Dr Amira was cross-examined to the effect that he had not complied with the Royal College Guidelines by obtaining the informed consent of Ms Hoglin to undertake an operative vaginal delivery. As this issue does not arise on the pleadings, with one caveat, it is sufficient if I note it and not consider it further. The caveat is Dr Thompson's evidence that 'the patient being awake is implied informed consent, I thought'. This cannot be the case.": Ellis (by his next friend Christopher Graham Ellis) v East Metropolitan Health Service [2018] WADC 36.
> See also, Bill Madden, https://billmaddens.wordpress.com/2018/03/20/managing-a-complex-birth/
> See also, David Pakchung, Morag Smith and Catherine Hughes, 'The role of clinical guidelines in establishing competent professional practice' (2019) 48(1-2) AIGP 22 <https://www1.racgp.org.au/getattachment/88ed33c6-6476-4385-99fe-64be6aef182a/The-role-of-clinical-guidelines.aspx>.
See also, Monument v Baker [2007] WADC 164, [11].
See also, Bergman v Haertsch [2000] NSWSC 528, [86], discussing Rogers v Whittaker and distinction between the duty to give professional advice and the matter of carrying out proper medical treatment.
See also, on the "primary duty to advise" a patient, see Waller v James [2015] NSWCA 232, [75], [236].
(Ireland): Fitzpatrick [a minor] v National Maternity Hospital [2008] IEHC 62 - failure to effectively obtain consent in timely manner - failed to communicate, advise and make recommendations - "I find on the evidence that after Mrs. Fitzpatrick had stopped pushing, Senior Midwife O'Dwyer informed Mrs. Fitzpatrick that she needed an instrument delivery and, that she was going to call the doctor. I find on the evidence that the two midwives then set about making the necessary preparations for an assisted vaginal delivery and that there was a limited conversation between Senior Midwife O'Dwyer and Mrs. Fitzpatrick as to what an assisted delivery might involve. These two matters most likely proceed simultaneously. ... In giving evidence in chief Dr. Wiza told the court that after he had completed the three preliminary examinations and advised Mrs. Fitzpatrick that he needed to do a ventouse assisted delivery, it had taken between 6 and 8 minutes to persuade Mrs. Fitzpatrick to give her consent to this procedure. ... I am fully satisfied on the evidence that Dr. Wiza is totally mistaken in this recollection and that no such 6 to 8 minutes discussion or delay took place. It is only if Dr. Wiza was called by Senior Midwife O'Dwyer at 07.20 hours and had arrived at 07.22 hours or 07.23 hours that this issue could arise at all. If, as I find, Dr. Wiza was not in fact called by Senior Midwife O'Dwyer until 07.30 hours or very shortly thereafter, and arrived in Mrs. Fitzpatrick’s room at 07.32 hours or 07.33 hours, then, by reference to the unassailable fixed point of the first application of the ventouse at 07.39 hours, there could be no time for any alleged 6 to 8 minute discussion with Mrs. Fitzpatrick in order to convince her to permit a ventouse assisted vaginal delivery. I find on the evidence that on a Standard Form Report Sheet with the title “Operative Vaginal Delivery/Repair of Perineum” completed by him at 08.30 hours, only 27 minutes after the plaintiff had been delivered, Dr. Wiza wrote inter alia the following:- “Ventouse assisted delivery for poor CTG. (silastic cup) … procedure explained to patient. Cup applied and checked … etc.” I find that it is significant that this important Report does not record the time at which Dr. Wiza was called by Senior Midwife O'Dwyer or the time at which he arrived in Mrs. Fitzpatrick’s room. There is no reference in this Report to a resistance or disinclination on the part of Mrs. Fitzpatrick to consent to a ventouse assisted vaginal delivery nor is there any reference to 6 to 8 minutes spent persuading her to agree, even though the same note makes reference to attempts to persuade Mrs. Fitzpatrick to agree to other procedures. It will also be recalled that as regards the fetal blood sample, Dr. Wiza wrote in the Partograph Notes on Labour at 05.10 hours, “FBS offered – patient thinking about the offer”. It seem to me improbable, that if it had occurred, that Dr. Wiza would not have made a similar note with regard to the much more serious matter of a very significant and very crucial delay on the part of Mrs. Fitzpatrick in agreeing to permit a ventouse assisted vaginal delivery, at a time when on the expert evidence Dr. Wiza and Senior Midwife O'Dwyer must have known that the plaintiff was dying. Nothing at all appears in the Partograph Notes on Labour, even in the retrospective Notes on Labour, which I find on the evidence was written by Senior Midwife O'Dwyer at 08.45 hours on the morning of the 26th December, 2001 that Dr. Wiza had explained to Mrs. Fitzpatrick that he needed to do a ventouse assisted delivery, that Mrs. Fitzpatrick had declined and that it required a period of between 6 and 8 minutes to persuade her to give her consent. Significantly in my view, remarks of this nature do appear in this retrospective Note on Labour regarding an episiotomy and a forceps assisted delivery. Dr. Wiza told the court that his examination of the cardiotocograph record showed him that an emergency involving the plaintiff had existed since 07.13 hours, and that the plaintiff had been in difficulties for at least 10 minutes before that. When, on the expert evidence with particular reference to that of Professor Turner not just minutes but even seconds counted if the plaintiff was to be saved from death or from irreversible brain injury, in my judgement it is altogether improbable, given the virtual certainty of some form of future inquiry if the plaintiff died or suffered such brain injury, that if Dr. Wiza was forced to spend 6 to 8 minutes convincing Mrs. Fitzpatrick of the need for a ventouse assisted vaginal delivery at his time, that he or Senior Midwife O'Dwyer but most probably both, would not have recorded this fact in his Report written later or in the retrospective Partograph Note on Labour or in some other contemporaneous record. Further, having seen and heard Dr. Wiza giving evidence and having observed at first hand the reaction in the court to this evidence I am entirely satisfied that this alleged 6 to 8 minute conversation with Mrs. Fitzpatrick never took place, but was most probably something of which Dr. Wiza had convinced himself in retrospect between December 2001 and April 2007, probably in the context of re-examining the cardiotocograph record with the comments written thereon. Professor Baker who gave evidence in the case for the defendant was critical of this practice of writing comments on the cardiotocograph print-out. To recapitulate, I find on the evidence that Dr. Wiza was not called by Senior Midwife O'Dwyer at 07.20 hours but was called by her at 07.30 hours or very shortly thereafter. I find Dr. Wiza arrived in Mrs. Fitzpatrick’s room at 07.32 hours or 07.33 hours and having examined the CTG Trace, carried out an abdominal examination and a vaginal examination and infiltrated the perineum, had removed the fetal scalp electrode at 07.38.5 hours and applied the ventouse silastic cup at 07.39 hours. There was no criticism on the part of any of the obstetricians who gave expert evidence of Dr. Wiza opting for a somewhat slower ventouse assisted rather than a forceps assisted vaginal delivery. ... I have already found that there was no 6 to 8 minute delay as alleged in persuading Mrs. Fitzpatrick to permit a ventouse assisted vaginal delivery. Mrs. Fitzpatrick told the court that she would have consented to an episiotomy and to a forceps assisted vaginal delivery, or to any other procedure had she been told that there was something wrong with the plaintiff. Mr. Fitzpatrick told the court that he would have done everything in his power to persuade his wife to consent, had he been aware that there was something wrong with the plaintiff. Both the Fitzpatricks told the court that Dr. Wiza did not speak to either of them before the plaintiff was delivered at 08.03 hours. Both recalled that just before the plaintiff was delivered Senior Midwife O'Dwyer had said that the plaintiff was tired and that was the only reference made by Staff Midwife Murphy, Senior Midwife O'Dwyer or the doctor, they said they did not know his name then, - to the plaintiff’s condition. The recollections of Staff Midwife Murphy, Senior Midwife O'Dwyer and Dr. Wiza in this regard are quite different to those of Mrs. and Mr. Fitzpatrick. ... I find that Senior Midwife O’Dwyer is correct in her recollection that Dr. Wiza having examined the CTG Trace, made an abdominal examination and carried out a vaginal examination, and informed Mrs. and Mr. Fitzpatrick that he needed to do a ventouse Assisted Delivery. I noted that Dr. Wiza seemed very conscious of what he perceived to be the overriding necessity of obtaining informed patient consent to any form of invasive medical procedure. That is what he did at 05.10 hours when he considered that a fetal blood sample was necessary. This also explains the note, “procedure explained to patient” in his Operative Vaginal Delivery Report written at 08.30 hours on 26th December, 2001. I find on the evidence that Dr. Wiza would never carry out a ventouse assisted vaginal delivery or an episiotomy or a forceps assisted delivery without first obtaining the consent of the patient and would not delegate the task of obtaining that consent to anyone else. For these reasons and, because I accept the evidence of Dr. Wiza that he had to synchronise Mrs. Fitzpatrick’s act of pushing with his traction and with the contractions by telling her when to push, I am satisfied that Mrs. Fitzpatrick is incorrect in her recollection that Dr. Wiza did not discuss the ventouse with her and that she only realised that a ventouse was being employed when Mr. Fitzpatrick told her that he could see the plaintiff’s head but was unable to tell her the colour of his hair because of the ventouse cup on his head. ... I find on the expert evidence that from 07.20 hours onwards the CTG Trace clearly indicated that the plaintiff was getting no oxygen. In such circumstances for Dr. Wiza to have said that the plaintiff was tired or even very tired would have been a deliberate untruth and a gross deception of the Fitzpatricks, and on the expert evidence would have been seriously substandard in an obstetrician of his training and skill acting with reasonable care. While I have no doubt that Dr. Wiza correctly read the cardiograph record as indicating that the plaintiff was anoxic, I find on the balance of probabilities that he did not say this to Mrs. and Mr. Fitzpatrick, that he did not say that he needed to do a ventouse assisted vaginal delivery because the plaintiff was not getting enough oxygen and needed to be delivered at once. Had he said that, I have no doubt but that Mrs. and Mr. Fitzpatrick and also Staff Midwife Murphy and Senior Midwife O’Dwyer would never have forgotten it, and the whole subsequent tragic sequence of events on the balance of probabilities would never have occurred. I find on the balance of probabilities that Dr. Wiza is correct in his recollection that he had told Mrs. and Mr. Fitzpatrick that he needed to do a ventouse assisted delivery. She had asked if it was not possible to deliver the plaintiff naturally and, that he had replied that it was but they did not have time to wait. I find on the balance of probabilities and for the above stated reasons, that Dr. Wiza did not add the words, “because the baby’s heart rate if very low and it is not getting enough oxygen”. Dr. Wiza told the court that Mrs. Fitzpatrick had then agreed to the use of the ventouse. I find on the evidence including the expert evidence of Mr. Clements that the entire business of informing Mrs. and Mr. Fitzpatrick of the need to carry out a ventouse assisted vaginal delivery and obtaining Mrs. Fitpatrick’s consent to that procedure probably took 2 or 3 minutes at the most and, in all likelihood took place while Dr. Wiza was concluding the vaginal examination. ... Senior Midwife O’Dwyer told the court that on that occasion they were anxious not to panic Mrs. Fitzpatrick. However, Mr. Clements, Dr. McKenna and Mr. Woolfson while accepting that this was generally a laudable object considered that in the circumstances prevailing at the time when the issue of the need for an episiotomy arose it should have been made unmistakably clear to Mrs. and Mr. Fitzpatrick by whatever plain blunt language was necessary, that the plaintiff was in serious difficulties and needed to be delivered at once and an episiotomy was necessary for that purpose. I find on the evidence that Mrs. Fitzpatrick and also Mr. Fitzpatrick genuinely believed that the only matter at issue was that Mrs. Fitzpatrick would tear unless she agreed to an episiotomy. I find on the evidence that had Mrs. Fitzpatrick been aware that the plaintiff was in any distress she would have immediately consented to the episiotomy. I find on the evidence that Dr. Wiza and Senior Midwife O’Dwyer did not inform Mrs. and Mr. Fitzpatrick that the plaintiff was in distress and that his life was in danger, (which was the true position from 07.30 hours onwards), unless an episiotomy was performed at once, and the plaintiff was delivered immediately. I find on the evidence that nothing was said by Dr. Wiza or by Senior Midwife O’Dwyer that ought reasonably to have suggested to Mrs. or Mr. Fitzpatrick that some very serious problem had arisen in the labour and that they should immediately co-operate fully and unquestioningly with Dr. Wiza’s requests and instructions. I find that this failure on the part of Dr. Wiza and Senior Midwife O'Dwyer was substandard and negligent and that but for this negligence Mrs. Fitzpatrick would have immediately consented to the episiotomy and, if necessary, to forceps assisted vaginal delivery. I am satisfied that it would be expecting far too much of a Registrar, even of a Specialist Registrar on the point of becoming a Consultant Obstetrician to have gone ahead and carried out an episiotomy despite the refusal of consent. This of course is entirely without prejudice to my finding that Mrs. Fitzpatrick would have given her consent had she been informed that the plaintiff was in any distress. ... I find on the evidence that Senior Midwife O'Dwyer was negligent and in breach of duty in not calling Dr. Wiza at 06.50 hours and in not turning off the Oxytocin and, without prejudice to this finding, was further guilty of negligence and breach of duty in failing to call Dr. Wiza at between 07.10 hours and 07.12 hours. By reason of this negligence and breach of duty on her part I find that the plaintiff was deprived of the opportunity to being delivered without irreversible brain injury and injury to his liver, kidneys and blood forming system. But for this negligence and breach of duty on the part of Senior Midwife O'Dwyer I find that Dr. Wiza would and, acting with reasonable care in the proper discharge of his duties as Special Registrar in Obstetrics, should have delivered the plaintiff at or before 07.30 hours thereby ensuring that the plaintiff would have been born uninjured or that any, (if any), injuries sustained by the plaintiff from 07.10 hours onwards to 07.30 hours would, stand a much better than even chance of being entirely reversible. I find on the evidence, with particular reference to the clear and resolute evidence of Professor Baker in this regard, that it was substandard on the part of Senior Midwife O'Dwyer not to have called Dr. Wiza until 07.30 hours or shortly thereafter. Because of this negligence and breach of duty on her part, the plaintiff was deprived of all opportunity to being delivered without irreversible brain damages and other injuries. I find on the evidence that the delay on the part of Dr. Wiza in not delivering the plaintiff, between 07.33 hours and 07.48 hours and not in fact delivering the plaintiff until 08.03 hours was in the circumstances of the dire emergency then prevailing seriously substandard. This negligence and breach of duty on the part of Dr. Wiza materially contributed to the amount of irreversible brain damage and other injuries suffered by the plaintiff between 07.30 hours and 08.03 hours. All of the obstetricians who gave expert evidence were agreed on this unless, the delay was excusable by reason of the alleged delay on the part of Mrs. Fitzpatrick in permitting the use of the ventouse and her alleged total refusal to permit an episiotomy or a forceps assisted vaginal delivery. I find on the evidence that there was no material or untoward delay on the part of the Mrs. Fitzpatrick in permitting the use of the ventouse. I find on the evidence that the refusal of the episiotomy and of the forceps assisted delivery would not have occurred but for the failure of Dr. Wiza and of Senior Midwife O’Dwyer to inform Mrs. and Mr. Fitzpatrick in plain and unequivocal terms that the plaintiff was in distress and unless delivered immediately would die or suffer serious injury to his brain. I find on the expert evidence that it was negligent and seriously substandard on their part not to have so informed Mrs. and Mr. Fitzpatrick. I find on the evidence that but for this negligence and breach of duty Mrs. Fitzpatrick would have immediately consented to these procedures or to any other necessary medical procedures at whatever time she might have been asked. I find on the evidence the plaintiff suffered increasing irreversible hypoxic-ischemic injury to his brain and other injuries during the period from 07.30 hours to 08.03 hours and that this delay contributed materially to his present state of cerebral dysfunction." <https://www.bailii.org/cgi-bin/format.cgi?doc=/ie/cases/IEHC/2008/H62.html>.
(Scotland): KR v Lanarkshire Health Board [2016] CSOH 133 (16 September 2016): "[130] Applying the foregoing to the present case, Dr Oniya was on 1 December, a relatively inexperienced obstetrician. She was not a consultant and held only a registrar’s position. I observe that Dr Grant considered that registrars would be required to follow the terms of clinical guidance to the letter. Notwithstanding these considerations Dr Oniya did not follow either the NICE or RCOG guidance in the period following 1818 in that she did not prepare for the immediate delivery of the baby by means of an assisted vaginal delivery. Furthermore, she contravened the advice in both guidelines and proceeded to arrange for the taking of foetal blood samples. Whilst her management in this regard was not criticised by doctors Owen and Cooper in this matter, I regard the views they expressed to be lacking in a logical basis. They both accepted the proposition that implementation of the guidelines must be dependent upon the clinician’s level of experience. It is proven that Dr Oniya was in a general sense, relatively inexperienced. She did not follow the guidelines and furthermore did not seek the advice of a senior colleague. Having regard to all the foregoing features I am satisfied that Dr Oniya’s management in the period following 1818 was negligent. Informed consent [131] In relation to this issue, I am satisfied that on the evidence, and with one exception, there was no discussion at any point during KR’s labour between her and Dr Oniya about the management of her case. The one exception is in relation to the taking of foetal blood samples at 1638 and following. In relation to this Dr Oniya said she would have informed KR what she was doing at the time. KR gave somewhat muddled evidence which might indicate that there was some discussion about foetal blood sampling. There is however no need for me to determine whether there was such discussion and, if so, the terms thereof for the straightforward reason that there is no causal link between the taking of foetal blood samples at that time and any of the subsequent consequences. In relation to all other periods the evidence of Dr Oniya herself was that, for a variety of reasons, there was no discussion about case management between herself and KR. [132] Dr Oniya is said to be at fault in relation to her failure to discuss any risks and their effect on management of the case in three periods, those being exactly the same as those discussed in the context of negligence. In relation to the two earlier periods, 1645 – 1700 and 1720, I am satisfied that having regard to the satisfactory blood results of 1658, there was no material risk which necessitated Dr Oniya discussing the case further with KR. [133] The position is, in my view, different in relation to the period following 1818. At that stage, as already discussed, the sudden bradycardia and prolonged deceleration made the case one where in terms of both the NICE and RCOG guidelines there was evidence of “acute foetal compromise”. As explained by Dr Smith, and not as I understand it challenged by doctors Owen and Cooper, that gave rise to a risk of the foetus developing hypoxia. I accept that the degree of that risk might be a matter for divergent clinical opinion, but no clinician who gave evidence demurred from the proposition that there was a risk. Moreover, there is no dispute that by this stage the foetus was in a position where an assisted vaginal delivery by forceps was a feasible clinical alternative to simply, as was done by Dr Oniya, instructing foetal blood sampling and thereafter proceeding to stage two of labour. It accordingly seems plain to me that at this stage there were two alternative approaches to the management of KR’s labour, first to proceed to immediate assisted vaginal delivery or, second, to obtain foetal blood samples and, providing these were satisfactory, proceed to stage two of delivery. In my view these alternatives should have been explained to KR and the risks associated with each also explained. Had this been done KR would have been provided with sufficient information to permit her to make an informed choice as to which course she opted to take. The fact that this approach was not taken renders this case, in my opinion, fairly within the ratio of Montgomery (supra). I am accordingly satisfied that the pursuer has established this part of her case."
CJL (A Child) v West Midlands Strategic Health Authority [2009] EWHC 259 (QB), [50].
(Scotland): LT v Lothian NHS Health Board [2018] CSOH 29 : whether abnormality in trace - material risk - whether need to obtain consent to continue with labour - discussion of Montgomery - "318] The case on Record is an alleged failure on the part of the registrar to warn thepursuer of the risk of fetal compromise and to obtain her consent to continue with labour. Inrelation to a CTG classified as no more than suspicious, Mr Milligan’s position in submissionwas that an ordinarily competent registrar acting with reasonable skill and care could notrule out “the material risk that the baby was in danger”. In my view, this formulation invertsthe test to be applied, by presuming that a material risk existed. The starting point, it seemsto me, is the identification by the treating clinician of a treatment or intervention orcircumstance that poses a material risk of injury and which gives rise to the duty to obtainthe patient’s consent to the choices open to her.[319] As noted above, it was agreed by joint minute that the registrar never discussed themanagement plan with the pursuer at the material time. The question is, was there a breachof the duty to obtain the pursuer’s consent?318] The case on Record is an alleged failure on the part of the registrar to warn thepursuer of the risk of fetal compromise and to obtain her consent to continue with labour. Inrelation to a CTG classified as no more than suspicious, Mr Milligan’s position in submissionwas that an ordinarily competent registrar acting with reasonable skill and care could notrule out “the material risk that the baby was in danger”. In my view, this formulation invertsthe test to be applied, by presuming that a material risk existed. The starting point, it seemsto me, is the identification by the treating clinician of a treatment or intervention orcircumstance that poses a material risk of injury and which gives rise to the duty to obtainthe patient’s consent to the choices open to her.[319] As noted above, it was agreed by joint minute that the registrar never discussed themanagement plan with the pursuer at the material time. The question is, was there a breachof the duty to obtain the pursuer’s consent? [320] The key authority is Montgomery. I note that the discussion in Montgomery wasframed in terms of consent to medical treatment or intervention involving the risk of injury(see paras 82, 83 and 87). The test of materiality of risk is stated at the end of paragraph 87. Ialso note the observation, at paragraph 83, that what risks of injury are involved (eg in anoperation) is a matter falling within the expertise of members of the medical profession. [321] The only other case cited was that of KR. In KR, which also concerned a claim innegligence on behalf of a child with cerebral palsy, it was alleged that the registrar had beennegligent in not initiating intervention (eg by a C section) as at 16:45, 17:20 and 18:18 hours.Allied to that was an allegation of a failure in the duty to discuss the non-reassuring featureswith the mother and the options for delivery at each of these points (see para 6 of that case).Causation had been agreed. The features of concern in that case were a high maternaltemperature, maternal pyrexia, meconium staining, periods of reduced variability, and atdifferent points, a rising baseline and fetal tachycardia and bradycardia. (Unlike the present case, there does not appear to have been any dispute in KR as to the interpretation of theCTG or the kinds of higher level challenges to the features used in the Guidelines.) Theresults of FBS at about 16:58 or so were within the normal range. At 17:20 reduced variabilityfor 20 minutes was noted, as were an absence of decelerations and a baseline FHR of160 bpm. However, in the period between 18:00 and 18:17 the baseline FHR fluctuatedbetween 160 to 170 bpm, with a further rise to 180 bpm for a two minute period followed bya drop in the FHR to 59 bpm (ie bradycardia) and which constituted a prolongeddeceleration. On the NICE and RCOG guidelines applicable in that case, these features wererecognised as giving rise to acute fetal compromise and they mandated immediateintervention. The registrar did not follow those guidelines. She did not prepare forimmediate delivery. Lord Brailsford concluded that negligence was established for theperiod from 18:18, but not for the two earlier points in time. [322] It is important to note how that finding informed Lord Brailsford’s approach to thepursuer’s consent case. In the light of the satisfactory results of the FBS at 16:58, LordBrailsford rejected the consent case in respect of the two earlier periods as “there was nomaterial risk which necessitated [the registrar] discussing the case further [with thepursuer]”: see paragraph 132. In other words, while some feature caused the treatingclinician to obtain FBS, that did not give rise to a duty to discuss that concern (orpresumably any treatment, if there were any). There was not, at that stage, a material risk.However, he upheld the pursuer’s consent case in respect of the period from 18:18. He didso, based on the evidence of several doctors as to the risk of acute fetal compromise at thatstage, noting (at para 133) that “no clinician who gave evidence demurred from theproposition that there was risk”. The significant point, for present purposes, is that therewas a basis in the evidence, spoken to by expert witnesses, for the nature or degree of therisk at different points in KR’s labour and, further, that it was only when the risk posed was of the requisite character that the duty to obtain consent arose. A relevant risk must subsistbefore the duty arises to obtain consent to any course of treatment potentially available toaddress that risk. In KR’s case there was such evidence.[323] What then, is the evidence in this case to support a finding that a risk of the requisite character was posed at the material time and such as to give rise to the duty to obtain consent?[324] The pursuer’s experts’ opinions were directed to the issue of whether the registrar was negligent in not interpreting the CTG as pathological at the material time. Had I found it established that the registrar had been shown to have been negligent in not classifying the CTG as pathological on her review at about 22:30, I would have been prepared to infer from the other evidence that there was a material risk and that the duty arose to obtain the pursuer’s consent to the different treatment options.[325] The difficulties for this part of the pursuer’s case are two-fold. In the first place, Ihave found on the evidence that the registrar was likely to have classified the CTG asnormal. I have also accepted the evidence of Professor Murphy that that classification, or atleast one that was no more than suspicious, was an available, non-negligent interpretation.Conversely, I have rejected the pursuer’s experts’ opinions that the registrar was negligent in not concluding that the CTG was pathological. Mr Milligan recognised this and he did notadvance his case of consent based upon a finding of a pathological trace. (In the absence of such a finding, the case of KR is readily distinguishable on its facts.) However, the pursuer must have some basis in the evidence about the risk posed (if any) for a suspicious/non-reassuring CTG before it can be said that the duty to obtain consent arises.[326] The second difficulty for the pursuer is that none of her expert witnesses addressed the issue of consent in their reports or in their oral evidence. They did not, for example,express any view as to what the registrar should have said to the pursuer, much less whatoptions she should have discussed. Nor did they express any view as to the nature or degreeof risk (if any) that could be said to be posed by a CTG categorised as normal or suspiciousor unusual.[327] Mr Milligan’s proposed findings in fact (at the end of paras 36 and 39 see para [222],above)) are really no more than assertions. While Professor Murphy accepted that theregistrar should have discussed any concerns, it remains the case that there was no evidenceto support the proposition that a suspicious trace posed a relevant risk that gave rise to aduty obliging the registrar to obtain the pursuer’s consent as to how to proceed. ProfessorMurphy acknowledged that every labour carried risks, but that is not the same as evidenceto the effect that there was a material risk disclosed from the specific features of thepursuer’s CTG assessed as at 22:33. (If the general risk in labour referred to by ProfessorMurphy would have sufficed, in KR Lord Brailsford would have found that the duty toobtain KR’s consent would have been breached at the earlier points.) Mr Ferguson’ssubmission is, in my view, well made that there was no evidence to support the argumentthat there was an increased risk of brain damage when a trace was normal, suspicious orunusual. Such evidence as there was would, it seems to me, militate against a finding thatthere was a risk of the relevant character (ie a material risk) posed in respect of a suspicioustrace. I have in mind the evidence about the very high false positive rates (exceeding 90%)and the algorithm. In terms of the latter, no treatment or investigation was mandated for asuspicious trace. There is nothing in the evidence to suggest that an unusual trace would betreated any differently than a suspicious trace.[328] One might test this by asking: in respect of what choices would the pursuer’s opinionbe sought, if the CTG had been classified as suspicious? In terms of the algorithm as applied to the features present in this case, no treatment was mandated in respect of a suspicioustrace. Such evidence as there was, was suggestive that intervention, even by the alternative means, would have been excessive. In other words, there were no treatment options oralternatives to discuss with the pursuer. There was no evidence, argument or authority inthis case to enable any exploration of what the position might have been if a patient wouldhave demanded a treatment regarded by the attending clinician as excessive or unwarrantedin terms of the applicable guidance.[329] The only expert who was asked about the question of patient consent was ProfessorMurphy. Her evidence about this (recorded in para [197], above) came just after her concession that the CTG might have been classified as (no more than) suspicious, rather than normal. Even in that context, her position was that, given that the management plan waswatchful waiting, it sufficed for the registrar to introduce herself, to assure the pursuer thatshe was making good progress and that the registrar would be called back if there were anyconcerns. The management plan was for a spontaneous vaginal delivery. Consent to thatwas inherent in the fact that the pursuer was on a labour ward with staff helping her toachieve that. Given the registrar’s interpretation of the CTG, which was not negligent, nointervention was mandated.[330] For these reasons, I find that at 22:33 there was no breach of the Montgomery duty to secure the pursuer’s consent to continue with labour. The pursuer’s consent case fails".
KT or K [2009] CSOH 132, [8], [54].
** Re MB [1997] EWCA Civ 3093, [17], [22]-[29].
Jones [2001] EWCA Civ 1701.
NM v Lanarkshire [2013] CSOH 3, [11]-[31], [55]-[66].
DS [2016] EWHC 1246 (QB), [79]-[82], [138]-[139].
R [2023] EWCOP 5, [37], [62].
Lowe [2007] CSOH 111, [8]-[9], [54], [124].
KR [2016] CSOH 133, [72]-[97], [113]-[115], [123], [131].
R [2020] EWCOP 4, [50]-[67].
C [2014] EWHC 61 (QB), [66].
Halder [2021] EWHC 2427 (Admin).
Malaysia:
> Forceps and Consent, Informed Consent: Gurisha Taranjeet Kaur (an infant suing by her father and litigation representative, Taranjeet Singh s/o Bhagwan Singh) & Anor v Dr Premitha Damodaran & Anor [2020] 9 MLJ 409 (Faizah Jamaludin J, High Court Kuala Lumpur). Reversed on appeal: Dr Premitha Damodaran v GTK (a child suing through her father and litigation representative, Taranjeet Singh a/l Bhagwan Singh) & Anor and another appeal [2022] 3 MLJ 484 (CA).
> Performance of procedure - forceps - episiotomy - delivery - PPH - consent - death of baby - finding of negligent liability affirmed: Dr Wong Wai Ping & Anor v Wong Lin Sing & Ors [1998] MLJU 583 (Low Hop Bing J, High Court Shah Alam).
> Res ipsa loquitur?: "In ordinary negligence case, ‘standard of care’ will not be in issue. However, in ‘professional negligence’ case, the burden is placed on the plaintiff to establish the ‘standard of care’ has been breached. Learned author Bullen and Leake and Jacobs on Precedents and Pleadings (28th Ed), have separated the precedents and pleadings for negligence and professional negligence to make out the distinction. In Dato’ Dr V Thuraisingam & Anor v Sanmarkan a/l Ganapathy & Anor [2016] 3 MLJ 227; [2015] 8 CLJ 248, Hamid Sultan Abu Backer JCA sitting with Badariah Sahamid JCA and Prasad Sandosham Abraham JCA had, inter alia, held: (2) The threshold for the plaintiffs to succeed is high in contrast to ordinary negligence cases. However, even though the threshold is high for the plaintiff, once duty of care as well as standard of care has been breached and it is established against the doctor, case laws have placed the evidential burden on the doctor to rebut the plaintiffs’ allegation when such allegation is supported by expert evidence to say the doctor has not satisfied the standard of care, expected of his professional standing. … (7) It was a grave misdirection on the part of the trial judge to disregard the medical expert opinion on the subject in issue to deal with ‘standard of care’ in particular relating to medical negligence, in breach of established guidelines set out in Bolam, Bolitho, as well as Foo Fio Na’s case. In addition, it also did not subscribe to the Evidence Act 1950. The trial judge singlehandedly attempting to deal with the issue of ‘standard of care’ without weighing all the medical experts evidence undermined the integrity of the decision making process requiring the appellate court giving no other alternative but to quash the decision in limine. ... The instant case is one of finding of facts. It is abundantly clear that the appellant has not proved the case according to law. The appellant attempting to rely on the principles on res ipsa loquitur in medical negligence case on the facts of the instant case, without citing authorities in our view stands as a ‘misconceived submission’ and if the argument is given judical recognition, the jurisprudence relating to medical negligence will be placed in the same footing as road traffic accident cases, demolishing well established cases relating to ‘standard of care’ and proof thereof as advocated in many cases such as Bolam, Bolitho, Dr V Thuraisingam and Foo Fio Na, etc": Shalini a/p Kanagaratnam v Pusat Perubatan Universiti Malaya (formerly known as University Hospital) & Anor [2016] 3 MLJ 742 (CA), [11], [14].
[B1.1] WA Health Policies - Consent to Treatment: WA Health Consent to Treatment Policy, 2016, [4.1.1]: "4.1.1 Treatment in an emergency In an emergency, treatment may be necessary to save a person’s life or avert serious injury to a person’s health. Consent should still be sought if the person is able to provide it. Consent processes may need to be somewhat abridged due to time pressures but the key principles of consent set out in this policy should still be applied. The circumstances of the emergency and details of communications should be recorded in the patient’s medical record at the earliest opportunity. In an emergency where a person is incapable of giving consent, treatment may be provided without consent, i.e. where treatment is necessary to save a person’s life or prevent serious injury to the person’s health. The treatment in these cases is that which is: * reasonably required to meet the emergency * in the patient’s best interests * the least restrictive of the patient’s future choices. In these situations, the completion of a consent form is not required but the circumstances that constitute the medical emergency and the patient’s inability to consent must be clearly documented in the patient’s medical record." See also, Department of Health, Government of Western Australia, 'Consent to Treatment' (Webpage) <https://www.health.wa.gov.au/Articles/A_E/Consent-to-treatment>
[B2] Bent needle - spinal anaesthetic: Fuller v ACT [2024] ACTCA 19.
[B3] Performance - Breach of Duty of Care:
Eg, "I consider that applying the provisions of s 5B(1) of the Civil Liability Act, Dr George should be held liable for any harm caused. Given the symptoms exhibited by Mr Boothman when he saw Dr George, it was foreseeable that he might be injured if he received a treatment that increased intradiscal pressure. The risk of such an injury was not insignificant and the consequences of that injury would be serious. A reasonable chiropractor in Dr George's position would have taken the precaution of not applying a treatment that involved forceful twisting because such a treatment risked increasing intradiscal pressure. With regard to the provisions of s 5B(2) of the Civil Liability Act, it does not seem to be in dispute such precautions should reasonably have been taken. The expert evidence confirmed that there was a real possibility that harm would occur if care was not taken and that that harm would be serious. There is social utility in providing competent medical treatment, but not in providing improper medical treatment that may injure patients. While there may be some burden involved in taking precautions to avoid injuring patients when administering medical treatment, it is entirely appropriate that such precautions be taken. For all of these reasons, I conclude that Dr George breached a duty that he owed to Mr Boothman and that he should be held liable for any harm caused by that breach under the provisions of s 5B of the Civil Liability Act.": Boothman v George [2024] WADC 26, [387]-[390] (Palmer DCJ).
> see also. 'Medical: Chiropractic treatment (WA)' (Bill Madden, 2 May 2024) <https://billmaddens.wordpress.com/2024/05/02/medical-chiropractic-treatment-wa/>.
> Gemma McGrath, 'The fallibility of memory – why good clinical notes can be the best defence to a claim' (Panetta McGrath, 18 July 2024) <https://www.pmlawyers.com.au/blog/2024/07/health-blog/the-fallibility-of-memory-why-good-clinical-notes-can-be-the-best-defence-to-a-claim/>.
[C] Causation - Quantum of Loss and Damage
Generally, it is a matter for Expert Opinion to determine causation of alleged injury. General principle: a Plaintiff has to establish that the damage results from the breach of the duty of care: Tabet v Gett (2010) 240 CLR 357, [108] (Kiefel J).
Examples:
[C1] delay in medical treatment:
[C1.1] Causation - Quantum - where breach of the standard of care was the delay in administering treatments - requirement to establish on the balance of probabilities that the Plaintiff suffered any additional significant harm as a result of the delay in treatment beyond that which the Plaintiff would have suffered in any event as a result of the condition to which the Plaintiff sought treatment for, which did not [query if it did] arise because of any breach of duty on the part of the respondent: Read v The Australian Capital Territory [2023] ACTSC 37, [19] (Mossop J). See also, Wright v Minister for Health [2016] WADC 93; East Metropolitan Health Service v Martin [2017] WASCA 7.
[C2] Causation in Duty to Warn cases: See eg, Wallace v Kam [2013] HCA 19, and summary in Loane Skene, 'Duty to Warn and Causation: Wallace v Kam' (Opinions on High, Melbourne Law School, Blog Post, 8 July 2013) <https://blogs.unimelb.edu.au/opinionsonhigh/2013/07/08/skene-wallace/>.
[C3] Causation - Performance
Matter of expert opinion. Query also whether injury or condition would have developed in any case, eg whether undelying pathology made injuries inevitable: see Boothman v George [2024] WADC 26, [494]-[513] (Palmer DCJ).
[D] Trespass Distinguished from Negligence - "Informed" Consent
[D1] Trespass - Medical Treatment
[D1.1] Dean v Phung [2012] NSWCA 223: "[48] In the therapeutic context, the defence to the tort of trespass to the person is consent. Where there has been an ostensible consent, which is later challenged, the convenient starting point is to consider the validity of the consent, rather than asking whether it has been obtained by fraud. In principle, consent may be legally ineffective as a result of an innocent mistake or carelessness on the part of the person obtaining it. Further the nature of the consent required is necessary to inform the concept of fraud in this context. [49] The modern law with respect to the concept of consent to medical treatment may be traced to virtually contemporaneous developments in Canada, England and in this country. Laskin CJC in the Supreme Court of Canada held that a failure to disclose risks attendant on surgery or other medical treatment does not invalidate the genuineness of the consent, going to negligence rather than battery, “unless there has been misrepresentation or fraud to secure consent to the treatment”: Reibl v Hughes [1980] 2 SCR 880 ; 114 DLR (3d) 1 at [13]. A similar approach, adopted by the Ontario Court of Appeal in Reibl v Hughes (1978) 89 DLR (3d) 112, was followed by Bristow J in Chatteron v Gerson [1981] QB 432. When Sidaway v Board of Governors of the Bethlem Royal Hospital [1984] 1 QB 493 was decided by the English Court of Appeal, Reibl had reached the Canadian Supreme Court and was followed. Dunn LJ adopted the language of Chatterton that “‘once the patient is informed in broad terms of the nature of the procedure which is intended, and gives her consent, that consent is real’ so that it afford a defence to a battery”: at 515D. The reasoning of Bristow J in Chatterton appears to have been first followed in this country by Matheson J in the Supreme Court of South Australia in D v S (1981) 93 LSJS (SA) 405. [50] This line of authority has been approved by the High Court in Rogers v Whitaker [1992] HCA 58 ; 175 CLR 479 at 490, stating that “the consent necessary to negative the offence of battery is satisfied by the patient being advised in broad terms of the nature of the procedure to be performed”. Reference was made to the judgment of Bristow J in Chatterton at 443. Commonly, as in Rogers and in Chatterton, the validity of the consent has turned on the adequacy of the explanation given to the patient for the proposed procedure. Both cases were concerned with inadequate disclosures of risks attendant on treatment which were held not to vitiate the consent. However, as Bristow J noted in Chatterton, an action would lie in trespass if, by some accident, the wrong treatment was carried out. He gave an example of a boy admitted to hospital for tonsillectomy who was, through administrative error, circumcised. … [59] This analysis raises a question as to which party bore the burden of proof. With respect to that issue, there has been remarkably little discussion in Australian case law. In Marion’s Case, McHugh J (who was in dissent as to the outcome) stated at 310–311:Notwithstanding the English view, I think that the onus is on the defendant to prove consent. Consent is a claim of “leave and licence”. Such a claim must be pleaded and proved by the defendant in an action for trespass to land … . It must be pleaded in a defamation action when the defendant claims that the plaintiff consented to the publication … . The essential element of the tort is an intentional or reckless, direct act of the defendant which makes or has the effect of causing contact with the body of the plaintiff. Consent may make the act lawful, but, if there is no evidence on the issue, the tort is made out. The contrary view is inconsistent with a person’s right of bodily integrity. Other persons do not have the right to interfere with an individual’s body unless he or she proves lack of consent to the interference. [60] That view would appear to conform to the reasoning of Windeyer J in McHale v Watson [1964] HCA 64 ; 111 CLR 384 at 388–389, although the issue arose in a somewhat different context. (See also D Mendelson, The New Law of Torts (OUP, 2nd ed, 2010) at 241–242 and RP Balkin and JLR Davis, Law of Torts (LexisNexis, 4th ed, 2009) at [3.7].) However, to the extent that an alternative to reliance on the objective approach is required, this court should act on the appellant’s acceptance that he bore the burden of negativing consent. [61] The authorities thus support four broad principles. First, consent is validly given in respect of medical treatment in circumstances where the patient has been given basic information as to the nature of the proposed procedure. However, where the nature of the procedure has been misrepresented consent will be vitiated. Thus, if it were demonstrated, objectively, that a procedure of the nature carried out was not capable of addressing the patient’s condition, there can have been no valid consent. [62] Secondly, assuming a proposed treatment capable of providing an intended therapeutic effect, for the purposes of determining the effect of a misrepresentation it is necessary to distinguish between core elements, which define the nature of the procedure, and peripheral elements, including risks of adverse outcomes. Absence of advice or wrong advice as to the latter may constitute a breach of the practitioner’s duty of care, but will not vitiate the consent. [63] Thirdly, the motive of the practitioner in seeking consent to proposed “treatment” may establish that what was proposed was not intended to be treatment at all, so that the nature of the act to which consent was ostensibly given was not the act carried out. Thus, although the conduct was objectively capable of constituting therapeutic treatment, if it were in fact undertaken solely for a non-therapeutic purpose not revealed to the patient, there will be no relevant consent.[64] Fourthly, at least where a real issue has been raised as to the existence of a valid consent, the burden of proof will lie on the defendant practitioner to establish that the procedure was undertaken with consent. [65] Much anxious inquiry has been expended on identifying that which constitutes “the nature” of the treatment or, in the language developed in England and Wales, the “nature and quality” of the act: M Somerville, “Structuring the Issues in Informed Consent” (1981) 26 McGill LJ 740; see C Gallavin, “Fraud Vitiating Consent to Sexual Activity: Further Confusion in the Making” (2008) 23 NZUL Rev 87; M Wilson, “Assault in medical law: Revisiting the boundaries of informed consent to medical treatment in South Africa” (2009) 16 JLM 862; The Hon PW Young “Is there any law of consent with respect to assault?” (2011) 85 ALJ 23. In the present case, the difficulty of drawing a clear dividing line between the core elements of the treatment, to which consent must be obtained, and peripheral elements, absence of which will not vitiate consent, does not arise. Rather, the issue is whether treatment which was unnecessary (and now conceded to be so) was presented as necessary (again conceded) so that any apparent consent did not satisfy the criteria for consent to treatment, the treatment in question being unnecessary in the sense that it was not capable of constituting a therapeutic response to the patient’s condition. [66] It follows from the principles set out above that the concessions made by the dentist are sufficient to demonstrate that the appellant did not consent to the proposed treatment, because it was not in fact treatment necessary for his condition. As a result, the treatment constituted a trespass to the person"
[D1.2] Wiltshire-Butler v Hardcastle [2002] WADC 13 (Macknay DCJ): "[137] In relation to the duty of care owed by a medical practitioner to a patient, the decision of the High Court in Rogers v Whitaker (1992) 175 CLR 479 sets out the relevant principles. [138] In Rosenberg v Percival (2001) 75 ALJR 734, Gummow J at 744–745 suggested the following passages in the judgment of Mason CJ, Brennan, Dawson, Toohey and McHugh JJ in Rogers enabled the "structure and sequence of their Honours' reasoning (to be) understood": (i)'In Australia, it has been accepted that the standard of care to be observed by a person with some special skill or competence is that of the ordinary skilled person exercising and professing to have that special skill. But, that standard is not determined solely or even primarily by reference to the practice followed or supported by a responsible body of opinion in the relevant profession or trade.' (at 487) (ii)'[I]t is for the courts to adjudicate on what is the appropriate standard of care after giving weight to "the paramount consideration that a person is entitled to make his own decisions about his life".' (at 487) (iii)'The duty of a medical practitioner to exercise reasonable care and skill in the provision of professional advice and treatment is a single comprehensive duty. However, the facts according to which a court determines whether a medical practitioner is in breach of the requisite standard of care will vary according to whether it is a case involving diagnosis, treatment or the provision of information or advice; the different cases raise varying difficulties which require consideration of different factors.' (at 489) (iv)'There is a fundamental difference between, on the one hand, diagnosis and treatment and, on the other hand, the provision of advice or information to a patient. In diagnosis and treatment, the patient's contribution is limited to the narration of symptoms and relevant history; the medical practitioner provides diagnosis and treatment according to his or her level of skill. However, except in cases of emergency or necessity, all medical treatment is preceded by the patient's choice to undergo it. In legal terms, the patient's consent to the treatment may be valid once he or she is informed in broad terms of the nature of the procedure which is intended. But the choice is, in reality, meaningless unless it is made on the basis of relevant information and advice.' (at 489) (v)'Whether a medical practitioner carries out a particular form of treatment in accordance with the appropriate standard of care is a question in the resolution of which responsible professional opinion will have an influential, often a decisive, role to play; whether the patient has been given all the relevant information to choose between undergoing and not undergoing the treatment is a question of a different order. Generally speaking, it is not a question the answer to which depends upon medical standards or practices.' (Original italics.) (at 489–490) (vi)'We agree that the factors referred to in F v R ( (1983) 33 SASR 189 at 192–193) by King CJ must all be considered by a medical practitioner in deciding whether to disclose or advise of some risk in a proposed procedure. The law should recognise that a doctor has a duty to warn a patient of a material risk inherent in the proposed treatment; a risk is material if, in the circumstances of the particular case, a reasonable person in the patient's position, if warned of the risk, would be likely to attach significance to it or if the medical practitioner is or should reasonably be aware that the particular patient, if warned of the risk, would be likely to attach significance to it. This duty is subject to the therapeutic privilege.' (Italics added.) (at 490). [139] As to the tort of battery, an intentional and direct interference to the body of another, in the absence of consent, constitutes an assault and battery for which the person so interfering is liable to the person interfered with in damages: see generally Fleming, the Law of Torts 8 ed (1992) pp 24–25.[140] Medical treatment when given with the consent of the patient is lawful, the consent being the factor necessary to prevent such being an assault: Health & Community Services (NT), Department of v JWB & SMB (Marion's Case) (1992) 175 CLR 218 at 232–234 per Mason CJ, Dawson, Toohey and Gaudron JJ. [141] Where physical injury results from an assault and battery damages are calculated in the same way as in any other action for personal injury: McGregor on Damages 15 ed (1988) par 1615. [142] A further head of damage can be injury to feelings that may have been caused (ibid), but no claim of that kind has been made here. [143] The question of consent was considered in Chatterton v Gerson [1981] QB 432 at 442–443 by Bristow J: 'It is clear law that in any context in which consent of the injured party is a defence to what would otherwise be a crime or a civil wrong, the consent must be real. Where for example a woman's consent to sexual intercourse is obtained by fraud, her apparent consent is no defence to a charge of rape. It is not difficult to state the principle or to appreciate its good sense. As so often, the problem lies in its application. No English authority was cited before me of the application of the principle in the context of consent to the interference with bodily integrity by medical or surgical treatment. In Reibl v Hughes (1978) 89 DLR (3d) 112, which was an action based on negligence by failure to inform the patient of the risk in surgery involving the carotid artery, the Ontario Court of Appeal said that the trial judge was wrong in injecting the issue, 'Was it a battery?' into the case pleaded and presented in negligence. The majority of the court, having referred to the United States cases on what is there called the 'doctrine of informed consent,' decided that the action of 'battery' seemed quite inappropriate to cases in which the doctor has acted in good faith, and in the interests of the patient, but in doing so has been negligent in failing to disclose a risk inherent in the recommended treatment. They reversed the finding of battery. I am told that that decision is now under appeal. In Stoffberg v Elliott [1923] CPD 148, Watermeyer J, in his summing up to the jury in an action of assault in this context, directed them that consent to such surgical and medical treatment as the doctor might think necessary is not to be implied simply from the fact of going to hospital. There it was admitted that express consent to the operation should have been obtained, but was not, due to oversight. In my judgment what the court has to do in each case is to look at all the circumstances and say 'Was there a real consent?' I think justice requires that in order to vitiate the reality of consent there must be a greater failure of communication between doctor and patient than that involved in a breach of duty if the claim is based on negligence. When the claim is based on negligence the plaintiff must prove not only the breach of duty to inform, but that had the duty not been broken she would not have chosen to have the operation. Where the claim is based on trespass to the person, once it is shown that the consent is unreal then what the plaintiff would have decided if she had been given the information which would have prevented vitiation of the reality of her consent is irrelevant. In my judgment once the patient is informed in broad terms of the nature of the procedure which is intended, and gives her consent, that consent is real, and the cause of the action on which to base a claim for failure to go into risks and implications is negligence, not trespass. Of course if information is withheld in bad faith, the consent will be vitiated by fraud. Of course if by some accident, as in a case in the 1940's in the Salford Hundred Court where a boy was admitted to hospital for tonsilectomy and due to administrative error was circumcised instead, trespass would be the appropriate cause of action against the doctor, though he was as much the victim of the error as the boy. But in my judgment it would be very much against the interests of justice if actions which are really based on a failure by the doctor to perform his duty adequately to inform were pleaded in trespass.' [144] The Judge also pointed out (443): … that getting the patient to sign a pro forma expressing consent to undergo the operation 'the effect and nature of which have been explained to me,' as was done here in each case, should be a valuable reminder to everyone of the need for explanation and consent. But it would be no defence to an action based on trespass to the person if no explanation had in fact been given. The consent would have been expressed in form only, not in reality. [145] In Rogers, Mason CJ, Brennan, Dawson, Toohey and McHugh JJ said, at 489, in relation to Chatterton: In legal terms, the patient's consent to the treatment may be valid once he or she is informed in broad terms of the nature of the procedure which is intended. [146] Rogers was of course a case of failure to warn of a risk involved in undergoing an agreed surgical procedure, and their Honours also said, at 490, in relation to that: "In this context, nothing is to be gained by reiterating the expressions used in American authorities, such as 'the patient's right of self-determination' or even the oft-used and somewhat amorphous phrase 'informed consent'. The right of self-determination is an expression which is, perhaps, suitable to cases where the issue is whether a person has agreed to the general surgical procedure or treatment, but is of little assistance in the balancing process that is involved in the determination of whether there has been a breach of the duty of disclosure. Likewise, the phrase 'informed consent' is apt to mislead as it suggests a test of the validity of a patient's consent. Moreover, consent is relevant to actions framed in trespass, not in negligence. Anglo-Australian law has rightly taken the view that an allegation that the risks inherent in a medical procedure have not been disclosed to the patient can only found an action in negligence and not in trespass; the consent necessary to negative the offence of battery is satisfied by the patient being advised in broad terms of the nature of the procedure to be performed. In Reibl v Hughes the Supreme Court of Canada was cautious in its use of the term 'informed consent'"
[D1.3] Re MS [2020] WASAT 146, [48]: "“[48] It is important not to lose sight of the fact that, depending on the nature of the restrictive practice in question, its commission, in the absence of consent by, or on behalf of, the person subject to the practice, may have a number of consequences under the law. A restrictive practice which involves the application of physical force of some kind (such as the use of a harness to restrain a person from moving about in, or exiting from, a car) may constitute an assault under the criminal law or a trespass to the person, giving rise to civil law remedies.30 Similarly, securing residents in a residential facility by locking their bedroom doors, without the consent of, or on behalf of, the residents, may give rise to civil actions for false imprisonment, or to criminal prosecution for deprivation of liberty. In some cases, circumstances of emergency or necessity may excuse the conduct notwithstanding the absence of consent (such as in respect of the provision of medical treatment to a person, in the case of an emergency) so as to relieve the service provider of liability for what would otherwise be an assault to the person.”: referring to Warnakulasuriya v R [2012] WASCA 10 at [43] and [56]-[57]; see also In re T (Adult: Refusal of Treatment) [1993] Fam 95 , 102-103 (Lord Donaldson MR), 120 (Butler- Sloss LJ), 122 (Staughton LJ); Watson v Marshall [1971] HCA 33; (1971) 124 CLR 621 , 627; Counsel v Glynn [2017] WASC 7 ; Hunter and New England Area Health Service v A (2009) 74 NSWLR 88 , [31]-[34].
[D1.4] Department of Immigration, Local Government & Ethnic Affairs, Department of v Mok (NSWSC eq, Powell J, No 4892 of 1992) BC9201380 at 9-11: “What, in the absence of such authority, or the detainee's consent, will constitute a lawful excuse for the administration of medical treatment is, however, far from clear. I say this since although the law - pursuant to a rather ill-defined concept of "necessity" - seems to excuse the administration of medical treatment (see, for example, R v Bourne [1939] 1 KB 687: Sidaway v Governors of the Bethlem Royal Hospital [1985] 1 AC 871, 882 per Lord Scarman; 898 per Lord Bridge of Harwich) - and, perhaps, even imposes a duty to administer such treatment (see, In re F (Mental Patient: Sterilisation [1990] 2 AC 1, 55 per Lord Brandon of Oakbrook ) - in cases of great emergency, and where the subject person is unconscious, it is at least a matter of doubt, first, whether treatment may, under the doctrine of "necessity", be excused except in such extreme cases; and second, whether, even in such extreme cases, treatment may be excused, if the subject person has deliberately embarked upon the course giving rise to the emergency, and has previously refused, or forbidden, treatment. … Although there are later cases (see T v T (supra); In re F (Mental Patient: Sterilisation) (supra)) in which the doctrine of "necessity" has been prayed in aid to justify the administration of medical treatment to persons incapable of giving consent to that treatment, the state of the authorities is such that it is not clear that such cases are now to be limited to those involving subjects either inherently incapable of consenting, or disabled by injury from consenting, or whether they extend to cases where the lack of capacity is, as it were, self-induced. Thus, in In re F Mental Patient: Sterilisation (supra) at 55-56, Lord Brandon of Oakbrook said: "At common law a doctor cannot lawfully operate on adult patients of sound mind, or give them any other treatment involving the application of physical force however small ('other treatment'), without their consent. If a doctor were to operate on such patients, or give them other treatment, without their consent, he would commit the actionable tort of trespass to the person. There are, however, cases where adult patients cannot give or refuse their consent to an operation or other treatment. One case is where, as a result of an accident or otherwise, an adult patient is unconscious and an operation or other treatment cannot be safely delayed until he or she recovers consciousness. Another case is where a patient, though adult, cannot by reason of mental disability understand the nature or purpose of an operation or other treatment. The common law would be seriously defective if it failed to provide a solution to the problem created by such inability to consent. In my opinion, however, the common law does not so fail. In my opinion, the solution of the problem which the common law provides is that a doctor can lawfully operate on, or give other treatment to, adult patients who are incapable, for one reason or another, of consenting to his doing so, provided that the operation or other treatment concerned is in the best interests of such patients. The operation or other treatment will be in their best interests if, but only if, it is carried out in order either to save their lives, or to ensure improvement or prevent deterioration in their physical or mental health. … In my opinion, the principle is that, when persons lack the capacity, for whatever reason, to take decisions about the performance of operations on them, or the giving of other medical treatment to them, it is necessary that some other person or persons, with the appropriate qualifications, should take such decisions for them. Otherwise they would be deprived of medical care which they need and to which they are entitled. In many cases, however, it will not only be lawful for doctors, on the ground of necessity, to operate on or give other medical treatment to adult patients disabled from giving their consent; it will also be their common law duty to do so. In the case of adult patients made unconscious by an accident or otherwise, they will normally be received into the casualty department of a hospital, which thereby undertakes the care of them. It will then be the duty of the doctors at that hospital to use their best endeavours to do, by way of either an operation or other treatment, that which is the best interests of such patients. As will be apparent, despite the fact that the question did not then arise for consideration, His Lordship's observations, at least as a matter of language, are capable - depending on the factual situation - of being applied to a case such as this.”
[D2] Onus of Proof: White v Johnston [2015] NSWCA 18 (Leeming JA). : "(e) The broader question of the onus of proving consent ... [94] Must the patient allege and prove that there was an absence of valid consent, or must the medical practitioner allege and prove that there was valid consent? There is no binding authority on the question. The uncertain state of authority was noted by this court in Cusack v Stayt [2000] NSWCA 244 ; 31 MVR 517 at [13]. Basten JA observed in Dean v Phung at [59] that there had been “remarkably little discussion” in Australian case law on the point. The uncertain state of the law is illustrated by Professor Fleming’s ambivalence. He acknowledged the view, even after Marion’s case, that consent was not a defence, because arguably “lack of it is of the very gist of assault and battery”: J Fleming, The Law of Torts, 9th ed LBC Information Services 1998, p 86 (same passage in 10th ed, 2011, p 90). However, he also said that: All the same, consistent with a person’s paramount right to bodily security, consent should be a matter of defence, with the burden of proof on the defendant, in trespass to the person as it is in trespass to land or goods. [95] The most careful Australian analysis of which I am aware, and which evidently influenced Professor Fleming, is that of McHugh J in Secretary, Dept of Health & Community Services v JWB and SMB (Marion’s case) [1992] HCA 15 ; 175 CLR 218 at 310–311: In England, the onus is on the plaintiff to prove lack of consent. That view has the support of some academic writers in Australia, but it is opposed by other academic writers in Australia. It is opposed by Canadian authority. It is also opposed by Australian authority: Hart v Herron (1984) Aust Torts Reports 80-201; Sibley v Milutinovic (1990) Aust Torts Reports 81-013. Notwithstanding the English view, I think that the onus is on the defendant to prove consent. Consent is a claim of “leave and licence”. Such a claim must be pleaded and proved by the defendant in an action for trespass to land. It must be pleaded in a defamation action when the defendant claims that the plaintiff consented to the publication. The Common Law Procedure Act 1852 also required any “defence” of leave and licence to be pleaded and proved. However, those who contend that the plaintiff must negative consent in an action for trespass to the person deny that consent is a matter of leave and licence. They contend that lack of consent is an essential element of the action for trespass to a person. I do not accept that this is so. The essential element of the tort is an intentional or reckless, direct act of the defendant which makes or has the effect of causing contact with the body of the plaintiff. Consent may make the act lawful, but, if there is no evidence on the issue, the tort is made out. The contrary view is inconsistent with a person’s right of bodily integrity. Other persons do not have the right to interfere with an individual’s body unless he or she proves lack of consent to the interference” (most footnotes omitted). [96] McHugh J dissented in the result, and the other members of the court did not address the point. Nevertheless, his Honour’s reasons and conclusion are to be accorded great respect. They are regularly cited in textbooks as reflecting the law in Australia: see for example M Jones, Medical Negligence, Sweet & Maxwell, 4th ed 2008, p 559 (“[in] Australia consent is undoubtedly regarded as a defence”). [97] However, I respectfully disagree with the reasoning. My disagreement rests principally on the weight I give to a line of authority, commencing with Christopherson v Bare (1848) 11 QB 473 ; 116 ER 554, to which McHugh J did not refer. I also discount the two Australian decisions to which McHugh J referred. Finally, at the level of principle, I do not regard a person’s general right to bodily integrity as speaking to the narrow question of onus. [98] That said, I emphatically agree with the approach taken by McHugh J, which is to place the question in its historical perspective, focussing on the time when the modern law of torts was being formulated. As Gageler J said in Australian Financial Services and Leasing Pty Ltd v Hills Industries Ltd [2014] HCA 14 ; 88 ALJR 552 at [107], by reference to Windeyer J’s judgment in Attorney-General (Vic) v Commonwealth [1962] HCA 37 ; 107 CLR 529 at 595: The point is not to look back to “an assumed golden age” but rather “to help us to see more clearly the shape of the law of to-day by seeing how it took shape”. [99] Joseph Raz, echoing Selden, has referred to this “Janus-like aspect of interpretation”, which “faces both backward, aiming to elucidate the law as it is, and forward, aiming to develop and improve it”: J Raz, Between Authority and Interpretation, Oxford University Press, 2009, p 354, and see S McLeish, “Challenges to the Survival of the Common Law” (2014) 38(2) Melbourne University Law Review (Advance) at 5. So to do is an essential aspect of the curial function, which seeks at the same time to maintain legal continuity as well as a capacity for incremental development and innovation. And an historical perspective draws upon a rich resource of legal analysis, which ought not lightly to be disregarded. After all, as Viscount Simonds acknowledged in Chapman v Chapman [1954] AC 429 at 444, “[i]t is even possible that we are not wiser than our ancestors”, although contemporary law may operate in different conditions from those to which earlier judgments were directed. [100] But before undertaking that historical review, it is convenient to say something immediately about the two Australian authorities to which McHugh J adverted. One, Sibley v Milutinovic (1990) Aust Torts Reports 81-013, is a first instance decision which turned on the onus of establishing consent in an action for trespass to the person in a soccer game. There are three matters which detract from its authority. [101] First, as the trial judge, Miles CJ, observed at the outset, there was a certain “inequality of arms” in the courtroom: the successful plaintiff was represented by experienced counsel while the defendant was unrepresented. [102] Secondly, although it is plain that the same principles apply to medical practitioners and dentists, I see no necessary reason why the question of onus need be the same in an alleged trespass to the person arising out of a contact sport (such as Sibley v Milutinovic) as in a claim by a patient against a medical practitioner. The relationship between sporting competitors is utterly different from that between patient and practitioner. For one thing, it is symmetric, each subjecting himself or herself to the risk of injury; for another, there is nothing like the swathe of common law, equitable, ethical and statutory norms regulating all aspects of the doctor/patient relationship, reflecting its profoundly asymmetric nature. I respectfully agree with Lord Mustill’s reasons in R v Brown [1992] 2 UKHL 7 ; [1994] AC 212 at 266: Many of the acts done by surgeons would be very serious crimes if done by anyone else, and yet the surgeons incur no liability. Actual consent, or the substitute for consent deemed by the law to exist where an emergency creates a need for action, is an essential element in this immunity; but it cannot be a direct explanation for it, since much of the bodily invasion involved in surgery lies well above any point at which consent could even arguably be regarded as furnishing a defence. Why is this so? The answer must in my opinion be that proper medical treatment, for which actual or deemed consent is a prerequisite, is in a category of its own. [103] Thirdly, Miles CJ rejected arguments based on principle and followed a statement by Fox J in McNamara v Duncan (1971) 26 ALR 584 at 588 that “consent is a defence”. There is nothing wrong with the formulation by Fox J, but, with respect, it does not support any conclusion about the elements of battery, or onus of proof. This warrants some elaboration, which will be given below, because it explains a large source of confusion in legal reasoning in this area. Sibley v Milutinovic is far from the only decision in which reference is made to consent being a “defence”. Such decisions do not bear materially on the question of legal or evidentiary onus, unless it is clear that “defence” is being used in a precise technical sense. [104] James Goudkamp has drawn attention to the lack of precision in the language of “defence”, on the opening page of Tort Law Defences (Hart Publishing, Oxford, 2013): The word “defence” bears numerous meanings in the tort law context, and a considerable amount of confusion has been spawned by the widespread failure of legal scholars, judges and legislators to indicate what they mean by the word. This situation is a significant impediment to clear thinking in relation to tort law generally. [105] The imprecise use of the language of “defence” was likewise noted by Heydon J in Baiada Poultry Pty Ltd v R [2012] HCA 14 ; 246 CLR 92 at [55]. [106] The other Australian authority to which McHugh J referred in Marion’s case was Hart v Herron (1984) Aust Torts Reports 80-201, where “[b]oth counsel agreed that an absence of consent was part of the gist of the action in a count for assault. They disagreed as to who bore the onus.” Fisher J directed a jury that it was for the defendant to do so. This decision seems at odds with basic principle, if “onus” is taken as a reference to legal onus. If as was agreed absence of consent was of the gist of the action, then the plaintiff would fail if he did not show absence of consent. It seems that Fisher J’s statement, noting that it was made in the context of a direction to the jury, is best read as referring merely to an evidentiary burden as relevant to the particular facts of that trial. On that reading, it says nothing on the question of legal onus. [107] In order to appreciate, by way of contrast, the force of the reasoning in Christopherson v Bare, as indicated above it is necessary to be more precise about that ambiguous word “defence”. In Chakravarti v Advertiser Newspapers Ltd [1998] HCA 37 ; 193 CLR 519 at [8], Brennan CJ and McHugh J said “defences are either by way of denial or confession and avoidance”. A denial by a defendant of an element of the tort does not introduce any new issue into the proceeding. On the other hand, a defendant may admit the matters alleged by the plaintiff, but introduce new allegations which, if established, will defeat the plaintiff’s claim (such as a limitation defence, necessity, or self-defence). The essential difference is between a plea which attacks an element of the cause of action, or by the positive assertion of some further matter which, if accepted, will exonerate the defendant. [108] An element of a cause of action may, of course, be negative in substance, and there is no difficulty in requiring a plaintiff to bear the legal burden of proving a negative. Walsh JA had said so in Currie v Dempsey (see above). The leading case remains Abrath v North Eastern Railway Co (1883) 11 QBD 440 at 457, where Bowen LJ said, of an action for malicious prosecution where the plaintiff must prove that the prosecutor lacked reasonable or probable cause, that “[i]f the assertion of a negative is an essential part of the plaintiff’s case, the proof of the assertion still rests upon the plaintiff”. Other examples are given by Campbell J in Sanpine v Koompahtoo Local Aboriginal Land Council [2005] NSWSC 365 at [170]–[173], and by Bell and Gageler JJ in Henderson v Queensland [2014] HCA 52 at [33] and [90]. … [123] True it is, as McHugh J observed in Marion’s case, that it had been held that a claim of consent was a plea of “leave and licence” in the case of trespass to land: Kavanagh v Gudge (1844) 7 Man & G 316 ; 135 ER 132, Wood v Manley (1839) 11 Ad & E 34; ; 113 ER 325 and Plenty v Dillon [1991] HCA 5 ; 171 CLR 635 at 647, as well as in defamation. But there is no reason for every element of those different torts to be the same as an action for trespass to the person. As much was recognised by Bullen & Leake, who explained the different position in relation to Kavanagh v Gudge and Wood v Manley in the case of trespass to land immediately after stating that for actions for assault and probably false imprisonment the defence may be established under the general issue, citing Christopherson v Bare : see at p 740. I am certain that McHugh J would not have relied upon the rules applicable to other torts by analogy had his Honour been taken to Christopherson v Bare which was squarely on point. [124] As McHugh J observed in Marion’s case, the authorities cannot all be reconciled. The law of Canada in this respect has diverged from that of England, in light with what was said in Reibl v Hughes [1980] 2 SCR 880 at 890, which has been treated as binding in that country. Modern Australian commentators who have considered the question with care are likewise divided: see especially articles by Dr S K N Blay, “Onus of Proof of Consent in an Action for Trespass to the Person” (1987) 61 ALJ 25, and Professor F A Trindade, “Intentional Torts: Some thoughts on Assault and Battery” (1982) 2 OJLS 211 at 228–229. However, the orthodox English decision appears still to be Freeman v Home Office (No 2) [1984] QB 524. McCowan J’s statement at 539 that “the burden of providing absence of consent is on the plaintiff” is substantially in line with one hundred and forty years of authority, although some doubts have been expressed: see for example Ashley v Chief Constable of Sussex Police [2006] EWCA Civ 1085 ; [2007] 1 WLR 398 at [31]. The modern academic commentator who has, in my view, considered the question most carefully, is of the same view: It is tentatively concluded, therefore, that to plead consent in proceedings in trespass is to offer a denial rather than a defence: J Goudkamp, Tort Law Defences (Hart Publishing, Oxford, 2013) p 67. … [129] Finally, it is important to appreciate that what is at stake is merely a question of legal onus. In most cases, it should not present any substantial obstacle to the patient to bear the legal burden of establishing that he or she did not consent. Indeed, the question is likely most to matter in cases where the plaintiff is incapacitated or has died, or in a case such as the present where the case ran at trial diverged substantially from that pleaded. But against this, in any case where a question is properly raised as to the validity of a patient’s consent, the stakes are very high for the medical practitioner, and Blatch v Archer inferences if he or she fails to give evidence will loom large. In any case where there is a proper foundation for the allegation to be made, it is unlikely that the legal onus borne by the patient will be determinative. [130] Those matters further reinforce my conclusion that, at least in the case where a patient’s consent is said to have been rendered invalid by reason of the fraud, or conduct tantamount to fraud, the onus remains with the patient to establish fraud. If what I have outlined above be correct, then the broader position is straightforward: a patient who sues in assault and battery in all cases bears the legal burden of establishing an absence of consent on his or her part, although that proposition is undeniably contrary to what has been said by McHugh J and Basten JA. I should make it clear that my views in s (e) of these reasons have been reached without the benefit of full argument on the point and are necessarily therefore preliminary. None of the foregoing is to deny that in many cases where evidence supportive of fraud by the medical practitioner has been adduced, the evidentiary burden will be borne by the medical practitioner.”
[E] Loss of Genetic Affinity - Head of Damage
[E1] ACB v Thomson Medical [2017] 1 SLR 918.
[E2] Forthcoming: Jing Zhi Wong, 'Loss of Genetic Affinity as a Head of Damage ion Australian Law? A Comparative Analysis'.
[F] Law and Medicine in Socio-Legal Contexts
Mary-Elizabeth Tumelty, 'Delay and settlement: The disposition of medical negligence claims in Ireland' (2023) 19(4) International Journal of Law in Context 619 <https://doi.org/10.1017/S1744552323000290>. "causes of delay... Adversarialism and the contentious nature of medical negligence litigation ... Difficulties in obtaining medico-legal witnesses ... Challenges in determining quantum ... periodic payments ... local legal culture".
"Phrases such as “poor prognosis” and “guarded condition” should be discarded because they are deceptive and avoidant terms that are often used to misrepresent the fact that a patient is dying. Physicians must learn to engage in gentle but direct truth-telling in the dispensation of their duty to patients who depend on them for accurate yet compassionate descriptions of their condition. Doing so allows all who are engaged in the journey to better prepare themselves for the death of the patient.": Russell G Robertson, 'End-of-Life Care' (2002) 65(5) Am Fam Physician 787-91 <https://www.aafp.org/pubs/afp/issues/2002/0301/p787.html>.
[G] Function of Court in Medical Negligence cases:
"[32] A brief case analysis of leading cases relating to medical negligence will demonstrate that the courts were not setting out definitive test for medical negligence case, but in actual fact, were suggesting useful guidelines to reach a just conclusion, keeping in mind the traditional approach of the courts, only to find liability against doctors when it really warrants so": Dato Dr V Thuraisingham & Anor v Sanmarkan a/l Ganapathy & Anor [2016] 3 MLJ 227.
[H] Quantum:
See eg,
Boothman v George [2024] WADC 26.
Sripathi v Central Coast Local Health District [2024] NSWSC 243.
© Jing Zhi Wong, 2023-2024